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" These securities have not been approved or disapproved by the Securities and Exchange Commission nor has the Commission passed upon the accuracy or adequacy of this prospectus. Any representation to the contrary Is a criminal offense. "
Small Business Informational Package - Page 228
1988 - 315 pages
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Investment Trusts and Investment Companies: Hearings Before a ..., Part 3

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - Investments - 1940 - 1190 pages
...Securities and Exchange Commission requires that every prospectus issued under the 1933 Act bear the words, "These Securities have not been approved or disapproved by the Securities and Exchange Commission" and "it is a criminal offense to represent that the Commission has approved these securities or has...
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Investment Trusts and Investment Companies, Hearings Before a Subcommittee ...

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 pages
...Securities and Exchange Commission requires that every prospectus issued under the 1933 Act bear the words, "These Securities have not been approved or disapproved by the Securities and Exchange Commission" and "it is a criminal -^ffense to represent that the Commission has approved these securities or has...
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Hearings, Reports and Prints of the Senate Committee on Banking ..., Parts 1-4

United States. Congress. Senate. Committee on Banking and Currency - Banking law - 1940 - 1174 pages
...Securities and Exchange Commission requires that every prospectus issued under the 1933 Act bear the words, "These Securities have not been approved or disapproved by the Securities and Exchange Commission" and "it is a criminal offense to represent that the Commission has approved these securities or has...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 3

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1942 - 348 pages
...responsibility. Every underwriter is required to put on his prospectus some variation of this statement : These securities have not been approved or disapproved by the Securities and Exchange Commission. The investor, therefore, is in this peculiar position. The underwriter offers him a security, but it...
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Proposed Amendments to the Securities Act of 1933 and to the Securities ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 pages
...responsibility. Every underwriter is required to put on his prospectus some variation of this statement : These securities have not been approved or disapproved by the Securities and Exchange Commission. The investor, therefore, is in this peculiar position. The underwriter offers him a security, but it...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 2

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1942 - 332 pages
...your attention to the fact that while this prospectus contains on its front page a statement that the securities have not been approved or disapproved by the Securities and Exchange Commission, it also contains in its body a finding by the Commission under the Public Utility Holding Company Act...
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The Code of Federal Regulations of the United States of America

Administrative law - 1992 - 694 pages
...bold-face roman type at least as high as ten-point modern type and at least two points leaded, add ";" (5) The following statement in capital letters printed...THE COMMISSION PASSED UPON THE ACCURACY OR ADEQUACY OP THIS PROSPECTUS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE: (6) In the case of any...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1998 - 784 pages
...bold-face roman type at least as high as twelve-point modern type and at least two points leaded; (6) s Office of the Federal Register OP THIS PROSPECTUS. ANY REPRESENTA-TION TO THE CONTRARY IS A CRIMINAL OFFENSE; (6) In the case of any...
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The Code of Federal Regulations of the United States of America

Administrative law - 1997 - 734 pages
...contain: (1) The following statement in capital letters printed in boldface roman type at least as large as ten-point modern type and at least two points leaded:...REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE"; and (2) In the case of any prospectus to be used before the effective date of the registration statement...
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The Code of Federal Regulations of the United States of America

Administrative law - 1995 - 764 pages
...contain: (1) The following statement in capital letters printed in boldface roman type at least as large as ten-point modern type and at least two points leaded:...THE COMMISSION PASSED UPON THE ACCURACY OR ADEQUACY OP THIS PROSPECTUS, ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE"; and (2) In the case...
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