United States Congressional Serial Set, Volume 13059U.S. Government Printing Office, 1975 - Archives |
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... Exchange Act of 1934 , Release No. 10612 / January 24 , 1974 ; Securities Investor Protection Act of 1970 , Release No. 9 / January 24 , 1974 . Page 1 2 2 11 11 11 12 17 15 DE 108R2222222 23 23 23 23 24 24 24 26 26 27 31 44 C ...
... Exchange Act of 1934 , Release No. 10612 / January 24 , 1974 ; Securities Investor Protection Act of 1970 , Release No. 9 / January 24 , 1974 . Page 1 2 2 11 11 11 12 17 15 DE 108R2222222 23 23 23 23 24 24 24 26 26 27 31 44 C ...
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... exchanges , are of necessity routed by the small dealers through firms holding membership on a major exchange . Although some 150 major firms generate 70 percent of the Nation's securities business , the small firm also plays a vital ...
... exchanges , are of necessity routed by the small dealers through firms holding membership on a major exchange . Although some 150 major firms generate 70 percent of the Nation's securities business , the small firm also plays a vital ...
Page 1
... Exchange Commission . In 1 U.S. Congress . Senate . Select Committee on Small Business . Subcommittee on Government Regula- tion . The Federal Paperwork Burden ( Small Securities Broker - Dealers Requirements ) Hearings , Ninety third ...
... Exchange Commission . In 1 U.S. Congress . Senate . Select Committee on Small Business . Subcommittee on Government Regula- tion . The Federal Paperwork Burden ( Small Securities Broker - Dealers Requirements ) Hearings , Ninety third ...
Page 2
... exchanges , are of necessity routed by the small dealers through firms holding membership on a major exchange.3 Although some 150 major firms generate 70 percent of the Nation's securities business , the small firm also plays a vital ...
... exchanges , are of necessity routed by the small dealers through firms holding membership on a major exchange.3 Although some 150 major firms generate 70 percent of the Nation's securities business , the small firm also plays a vital ...
Page 3
... Exchange : The role of the small brokerage firm should not be over- looked . It has contributed to the health and strength of the economy , by raising capital to finance new ventures , and by serving the needs of small investors ...
... Exchange : The role of the small brokerage firm should not be over- looked . It has contributed to the health and strength of the economy , by raising capital to finance new ventures , and by serving the needs of small investors ...
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Common terms and phrases
agencies Agriculture ALAN BIBLE amended assistance authority awarded bill broker-dealers Brunthaver business firms business receipts cargo carriers Census Chairman Commission Committee on Small companies Cong Congress Contract construction contractor Corporations cost Court Department dollars drug Federal Federal Communications Commission filed Finance form of organization Government Procurement hearings House Industries not classified Industry division Internal Revenue Service July June legal forms Less loans Manufactures ment Minority-Owned Firms NASD National number of firms Office operation Palmby paperwork Partnerships percent Postal Service proposed Proprietorships receipts size class recommendations regulations regulatory Rept Retail trade rules Russians SALES AND RECEIPTS Secretary Securities Select Committee Selected services SIPC Small Business Act Small Business Administration Small Business Committee small business concerns Speech or Debate statistics Subcommittee subsidy tion Transportation U.S. Senate United United States Code wheat Wholesale trade
Popular passages
Page 193 - ... of not more than $5,000 or imprisonment for not more than twelve months, or by both such fine and imprisonment.
Page 54 - UTILIZATION OF SMALL BUSINESS CONCERNS (a) It Is the policy of the Government as declared by the Congress that a fair proportion of the purchases and contracts for supplies and services for the Government be placed with small business concerns. (b) The Contractor agrees to accomplish the maximum amount of subcontracting to small business concerns that the Contractor finds to be consistent with the efficient performance of this contract. [End of Clause] (b) The Small Business Subcontracting Program...
Page 52 - Now, therefore, by virtue of the authority vested in me by the Constitution and laws of the United States, and as President of the United States and Commander in Chief of the armed forces of the United States, it is hereby ordered as follows: 1.
Page 172 - So much of the personnel, property, records, and unexpended balances of appropriations, allocations, and other funds employed, used, held available, or to be made available in connection with the functions transferred...
Page 44 - The essence of the American economic system of private enterprise is free competition. Only through full and free competition can free markets, free entry into business, and opportunities for the expression and growth of personal initiative and individual judgment be assured. The preservation and expansion of such competition is basic not only to the economic well-being but to the security of this Nation.
Page 52 - Provide adequate and timely consideration of the potentialities of small business concerns in all "make-or-buy" decisions. (3) Assure that small business concerns will have an equitable opportunity to compete for subcontracts, particularly by arranging solicitations, time for the preparation of bids, quantities, specifications, and delivery schedules so as to facilitate the participation of small business concerns.
Page 5 - It is the declared policy of the Congress that the Government should aid, counsel, assist, and protect insofar as is possible the interests of small business concerns in order to preserve free competitive enterprise...
Page 47 - ... any contractor, subcontractor, or other person in connection with the performance of any contract or other operation deemed by the guaranteeing agency to be necessary to expedite production and deliveries or services under Government contracts for the procurement of materials or the performance of services for the national defense...
Page 32 - In the framework of our Constitution, the President's power to see that the laws are faithfully executed refutes the idea that he is to be a lawmaker. The Constitution limits his functions in the lawmaking process to the recommending of laws he thinks wise and the vetoing of laws he thinks bad.