| United States. Securities and Exchange Commission - Securities - 1963 - 1134 pages
...respect to such securities is not necessary in the public interest and for the protection of investors because of the small amount involved or the limited character of the public offering. Only offerings not exceeding $300,000 may thus be exempted. Acting under this authority, the Commission... | |
| United States. Securities and Exchange Commission - Securities - 1958 - 1232 pages
...such securities is "not necessary in the public interest and for the protection of investors by reason of the small amount involved or the limited character of the public offering." Section 3 (b) does not in our opinion give this Commission authority to grant a special exemption to... | |
| United States - Law - 1953 - 1692 pages
...such securities is not necessary in the public interest and for the protection of investors by reason ational securities exchange, in connection with which such broker or dealer e but no issue of securities shall be exempted under this subsection where the aggregate amount at which... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 pages
...merely constitute a finding that exemption of the issue is proper, in terms of the statute, "by reason of the small amount involved or the limited character of the public offering." These are the only bases upon which exemption may be granted under section 3 (b) and certainly they... | |
| Administrative law - 1980 - 680 pages
...registration is not necessary in the public interest and for the protection of investors by reason of the small amount involved or the limited character of the public offering. Rule 242 is promulgated under section 3(b) and is designed to help certain corporate issuers raise... | |
| Administrative law - 1992 - 434 pages
...addition, the Act gives the Secretary authority to exempt subdivisions or lots in a subdivision if, because of the small amount involved or the limited character of the offering, enforcement of the Act (ie, full registration and disclosure) is not necessary in the public... | |
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