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" ... is not necessary in the public interest and for the protection of investors by reason of the small amount involved or the limited character of the public offering... "
Hearings, Reports and Prints of the Senate Select Committee on Small Business - Page 236
by United States. Congress. Senate. Select Committee on Small Business - 1978
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Annual Report of the SEC.

United States. Securities and Exchange Commission - Securities - 1963 - 1134 pages
...respect to such securities is not necessary in the public interest and for the protection of investors because of the small amount involved or the limited character of the public offering. Only offerings not exceeding $300,000 may thus be exempted. Acting under this authority, the Commission...
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Decisions and Reports

United States. Securities and Exchange Commission - Securities - 1958 - 1232 pages
...such securities is "not necessary in the public interest and for the protection of investors by reason of the small amount involved or the limited character of the public offering." Section 3 (b) does not in our opinion give this Commission authority to grant a special exemption to...
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United States Code, Volume 2

United States - Law - 1953 - 1692 pages
...such securities is not necessary in the public interest and for the protection of investors by reason ational securities exchange, in connection with which such broker or dealer e but no issue of securities shall be exempted under this subsection where the aggregate amount at which...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 2

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1942 - 332 pages
...merely constitute a finding that exemption of the issue is proper, in terms of the statute, "by reason of the small amount involved or the limited character of the public offering." These are the only bases upon which exemption may be granted under section 3 (b) and certainly they...
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Proposed Amendments to the Securities Act of 1933 and to the Securities ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 1720 pages
...merely constitute a finding that exemption of the issue is proper, in terms of the statute, "by reason of the small amount involved or the limited character of the public offering." These are the only bases upon which exemption may be granted under section 3 (b) and certainly they...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 5

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1942 - 264 pages
...Commission in proper cases to exempt small issues up to $500*000 where registration is not necessary either because of the small amount involved or the limited character of the offering, and to grant specific exemptions by order where general exemptions are for any reason not...
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The Code of Federal Regulations of the United States of America

Administrative law - 1980 - 680 pages
...registration is not necessary in the public interest and for the protection of investors by reason of the small amount involved or the limited character of the public offering. Rule 242 is promulgated under section 3(b) and is designed to help certain corporate issuers raise...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1992 - 434 pages
...addition, the Act gives the Secretary authority to exempt subdivisions or lots in a subdivision if, because of the small amount involved or the limited character of the offering, enforcement of the Act (ie, full registration and disclosure) is not necessary in the public...
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Amendments to Securities Act of 1933. (exemption H.R. 5701 and H.R. 9319

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1956 - 812 pages
...such securities is not necessary in the public interest and for the protection of investors by reason of the small amount involved or the limited character of the public offering. Section 11 of the act, which presently applies only to registered securities, makes civilly liable...
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Amendments to Securities Act of 1933 (exemptions).: Hearings Before the ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1956 - 806 pages
...such securities is not necessary in the public interest and for the protection of investors by reason of the small amount involved or the limited character of the public offering. Section 11 of the act. which presently applies only to registered securities, makes civilly liable...
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