 | United States. Securities and Exchange Commission - Securities - 1945 - 1290 pages
...Section 5 (a) provides : Unless a registration statement is In effect as to a security, It shall be unlawful for any person, directly or indirectly — (1) to make use of nny means or instruments of transportation or communication in Interstate commerce or of the mails... | |
 | United States - Corporation law - 1968 - 374 pages
...purpose of sale or for delivery after sale, t "(b) It shall be unlawful for any person, directly/or indirectly — "(1) to make use of any means or instruments...communication in interstate commerce or of the mails to 68 stat. 684. carry or transmit any prospectus relating to any security with 68 stat. 685. respect... | |
 | United States. Congress. Senate. Committee on Finance - United States - 1939 - 1104 pages
...under an indenture and an application for qualification is effective as to such indenture, it shall be unlawful for any person, directly or indirectly —...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or "(2) to carry or cause... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1937 - 580 pages
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 pages
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit... | |
 | United States. Congress. House. Committee on the Judiciary - Bankruptcy - 1937 - 226 pages
...enactment of this section, it shall be unlawful for any protective committee, directly or indirectly, to make use of any means or instruments of transportation...communication in interstate commerce or of the mails in order to solicit a protective committee agreement or any amendment thereto, or in order to solicit... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 pages
...INTERSTATE COMMERCE AND THE MAILS SEC. 4 (a) Subject to the provisions of section 3, unless a security has been or is to be issued under an indenture as...communication in interstate commerce or of the mails to sell such security through the use or medium of any prospectus or otherwise; or (2) to carry or cause... | |
 | United States. Securities and Exchange Commission - Securities - 1957 - 1194 pages
...Securities Act provides: "Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly —...communication in interstate commerce or of the mails to sell or offer to buy such security through the use or medium of any prospectus or otherwise; or "(2)... | |
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... (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails... 
