Trust Indentures. Hearings Before Subcommittee ... on H.R. 2191 and H.R. 5220 ... April 4, 5, 6, 7, and 11, 1939 |
From inside the book
Results 1-5 of 61
Page 2
... courts . ( The bills above referred to are as follows :) [ H. R. 2191 , 76th Cong . , 1st sess . ] A BILL To provide for the regulation of the sale of certain securities in interstate and foreign cominerce and through the mails , and ...
... courts . ( The bills above referred to are as follows :) [ H. R. 2191 , 76th Cong . , 1st sess . ] A BILL To provide for the regulation of the sale of certain securities in interstate and foreign cominerce and through the mails , and ...
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... court of competent jurisdiction for the removal of such trustee and the appointment of a successor trustee . For the purposes of this subsection , an indenture trustee shall be deemed to have a conflicting interest if— " ( 1 ) such ...
... court of competent jurisdiction for the removal of such trustee and the appointment of a successor trustee . For the purposes of this subsection , an indenture trustee shall be deemed to have a conflicting interest if— " ( 1 ) such ...
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... court of com- petent jurisdiction , or by the indenture , for the purpose of preserving the property subject to the lieu of the indenture , if notice of such advance and of the circumstances surrounding the making thereof is given to ...
... court of com- petent jurisdiction , or by the indenture , for the purpose of preserving the property subject to the lieu of the indenture , if notice of such advance and of the circumstances surrounding the making thereof is given to ...
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... court may in its discretion require , in any suit for the enforcement of any right or remedy under such indenture or against the trustee , as trustee , the filing by any party litigant of an undertaking to pay the costs of such suit ...
... court may in its discretion require , in any suit for the enforcement of any right or remedy under such indenture or against the trustee , as trustee , the filing by any party litigant of an undertaking to pay the costs of such suit ...
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... ( 2 ) of subsection ( a ) of such section 308 , to deter- mining whether such prospective trustee is eligible to act as such under such paragraph ( 2 ) . " COURT REVIEW OF ORDERS ; JURISDICTION OF OFFENSES AND TRUST INDENTURES 15.
... ( 2 ) of subsection ( a ) of such section 308 , to deter- mining whether such prospective trustee is eligible to act as such under such paragraph ( 2 ) . " COURT REVIEW OF ORDERS ; JURISDICTION OF OFFENSES AND TRUST INDENTURES 15.
Common terms and phrases
acting as trustee action AMBERG amendment American Bankers Association application for qualification bankruptcy bill bondholders bonds BOREN borrower BURKE CANRIGHT capital centum certificates Chairman COLE Commissioner EICHER committee conflicting interest contain provisions corporate trustees court debentures deemed denture disclosure duties effect Exchange Act Exchange Commission exemption exercise expense fact Federal Reserve Federal Reserve Board Federal Reserve System filed financing hearings inden indenture provisions indenture security holders indenture trustee investment issuer legislation liability loan mails MAPES ment mortgage National Bank necessary obligations obligor opinion outstanding paragraph paying agent percent person principal amount prior to default proposed protection of investors public interest qualified reason REECE referred respect REUTER section 315 Securities Act Securities and Exchange securities issued Senate STARKWEATHER subsection thereof thereunder tion trust companies trust indentures trust institutions trusteeships underwriter Union Trust Co voting securities York
Popular passages
Page 25 - ... (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails...
Page 37 - No provision of this title imposing any liability shall apply to any act done or omitted in good faith in conformity with any rule, regulation or order of the Commission, notwithstanding that such rule, regulation or order may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
Page 11 - If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading...
Page 187 - Cong.) of the Interstate and Foreign Commerce Committee of the House of Representatives of the United States of which the Hon.
Page 39 - If any provision of this Act, or the application of such provision to any person or circumstance, shall be held invalid, the remainder of this Act, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby.
Page 39 - Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more than $10,000 or imprisoned not more than five years, or both.
Page 26 - ... as the Commission may by rules and regulations prescribe as necessary or appropriate in the public interest or for the protection of investors.
Page 10 - ... (2) to carry or cause to be carried through the mails or in interstate commerce, by any means or instruments of transportation, any such security for the purpose of sale or for delivery after sale.
Page 37 - Rules, Regulations, and Orders SEC. 20. (a) The Commission shall have authority from time to time to make, issue, amend, and rescind such rules and regulations and such orders as it may deem necessary or appropriate to carry out the provisions of this title, including rules and regulations defining accounting, technical, and trade terms used in this title.
Page 316 - ... (c) When abuses of the character above enumerated become persistent and wide-spread the holding company becomes an agency which, unless regulated, is injurious to investors, consumers, and the general public; and it is hereby declared to be the policy of this title, in accordance with which policy all the provisions of this title shall be interpreted, to meet the problems and eliminate the evils as enumerated in this section...