...872, 434, 261 PART IX ADMINISTRATION OF THE INVESTMENT COMPANY ACT OF 1940 Companies primarily engaged in the business of investing, reinvesting, owning, holding, or trading in securities are subject to registration and regulation under the Investment Company Act of 1910. This Act, among...

...primarily, in the business of investing, reinvesting, or trading in securities; • • • (3) IB engaged or proposes to engage in the business of investing,...such issuer's total assets (exclusive of Government securities and cash items) on an unconsolidated basis. AB used in this section, "investment securities"...

...Installment type, or has been engaged In such business and has any such certificate outstanding or (3) is engaged or proposes to engage in the business of investing,...or proposes to acquire Investment securities having ft value exceeding 40 percent of the value of such Issuer's total assets (exclusive of Government securities...

...3 (a) (3) of the Act defines an investment company as one which a engaged or proposes to engage !n the business of investing, reinvesting, owning, holding,...or proposes to acquire investment securities having • value exceeding 40% of the value of the company's total assets (exclusive of Government securities...

...from such manufacturing activities, held entitled to an order declaring it not to be engaged primarily in the business of investing, reinvesting, owning, holding, or trading in securities and therefore excepted from the definition of "Investment company." APPEARANCES : Irving Schiller, of the...

...revocation should Consolidated subsequently become engaged or hold itself out as being engaged primarily in the business of investing, reinvesting, owning, holding or trading in securities. Our order will further provide that Consolidated hereafter file with this Commission copies of all...

...investment fund, there is nothing in the record to indicate that the applicant was or has been engaged in the business of investing, reinvesting, owning, holding or trading in securities. Applicant accounts for the maintenance of this large invested surplus on the ground that its directors...

...to engage primarily, in the business of investing, reinvesting, or trading in securities; or (2) is engaged or proposes to engage in the business of investing,...such issuer's total assets (exclusive of Government securities and cash items) on an unconsolidated basis. As used in this subsection, "investment securities"...

...to engage primarily, in the busiiu'ts of investing, reinvesting, or trading in securities; or (2) is engaged or proposes to engage in the business of investing,...such issuer's total assets (exclusive of Government securities and cash items) on an uneonsolidatcd basis. As used in this subsection, "investment securities"...

...to engage primarily, in the business of investing, reinvesting, or trading in securities; or (2) is engaged or proposes to engage in the business of investing,...such issuer's total assets (exclusive of Government securities and cash items) on an unconsolidated basis. As used in this subsection, "investment securities"...