Decisions and ReportsU.S. Government Printing Office, 1958 - Securities |
From inside the book
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Page 10
... held by Power would be substan- tially more than $ 50,000,000 in excess of the aggregate of the present market value of such shares and the net unrealized tax appreciation in all other assets held by Power . Of this $ 50,000,000 excess ...
... held by Power would be substan- tially more than $ 50,000,000 in excess of the aggregate of the present market value of such shares and the net unrealized tax appreciation in all other assets held by Power . Of this $ 50,000,000 excess ...
Page 12
... held by Power would be substan- tially more than $ 50,000,000 in excess of the aggregate of the present market value of such shares and the net unrealized tax appreciation in all other assets held by Power . Of this $ 50,000,000 excess ...
... held by Power would be substan- tially more than $ 50,000,000 in excess of the aggregate of the present market value of such shares and the net unrealized tax appreciation in all other assets held by Power . Of this $ 50,000,000 excess ...
Page 25
... held securities of certain broker - customers which were not shown to have been held as an incident to transactions promptly consummated by delivery , was not certified and did not comply with the requirements of our rule . In addition ...
... held securities of certain broker - customers which were not shown to have been held as an incident to transactions promptly consummated by delivery , was not certified and did not comply with the requirements of our rule . In addition ...
Page 41
... held by North Penn.16 We have also examined the proposed transactions under Section 12 of the Act and the Rules and Regulations thereunder to the extent applicable and find their provisions satisfied . " Section 601 ( b ) of the ...
... held by North Penn.16 We have also examined the proposed transactions under Section 12 of the Act and the Rules and Regulations thereunder to the extent applicable and find their provisions satisfied . " Section 601 ( b ) of the ...
Page 85
... held by others than Atlas will be exchanged for 2.4 shares of new Atlas common stock . As shown by Table V , the stockholders of Airfleets and San Diego are offered in the merger common stock of Atlas with a net asset value and a market ...
... held by others than Atlas will be exchanged for 2.4 shares of new Atlas common stock . As shown by Table V , the stockholders of Airfleets and San Diego are offered in the merger common stock of Atlas with a net asset value and a market ...
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Common terms and phrases
accounts additional Adjustment Bondholders aggregate Airfleets Albuquerque Amalga amended applicant approval approximately Armstrong and Commissioners Atlas basis Bonds broker or dealer broker-dealer capital cash claims Commission Chairman Armstrong common stock Corporation cost customers debentures debtor December 31 directors dividends Duquesne earnings effect Electric estimated exemption expenses fare increase Fifth Avenue filed financial statements funds Green River Haley hearing holders holding company income investment company investors issuance issued issuer Joint Plan liabilities loss ment merger misleading NASD net asset value North Penn offering circular operating outstanding par value payment Penelec Power preferred stock prior pro forma proceedings properties proposed provides public interest purchase record registrant's registration statement reorganization reserve respect revenues Rule Seaboard Section 11 Securities Act Standard Gas stockholders subsidiary substantial Sweet Grass Third Avenue tion transactions Trustee Trustee's underwriting uranium violated Wasatch Westchester
Popular passages
Page 252 - Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more than $5,000 or imprisoned not more than five years, or both.
Page 444 - For accounting purposes, the term current assets is used to designate cash and other assets or resources commonly identified as those which are reasonably expected to be realized in cash or sold or consumed during the normal operating cycle of the business.
Page 243 - ... (d) If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to...
Page 246 - ... is engaged or proposes to engage in the business of investing, reinvesting, owning, holding, or trading in securities, and owns or proposes to acquire investment securities having a value exceeding 40 per centum of the value of such issuer's total assets (exclusive of Government securities and cash items) on an unconsolidated basis. As used in this section, "investment securities" includes all securities except (A) Government securities, (B) securities issued by employees...
Page 212 - The Commission, by rules and regulations upon its own motion, or by order upon application, shall exempt any holding company, and every subsidiary company thereof as such, from any provision or provisions of this title, unless and except insofar as it finds the exemption detrimental to the public interest or the interest of investors or consumers...
Page 109 - A member, in the conduct of his business, shall observe high standards of commercial honor and just and equitable principles of trade.
Page 39 - Act of 1958 if it finds, having regard to the purposes of that act, that the enforcement of this act with respect to such securities is not necessary in the public interest and for the protection of investors.
Page 493 - It shall be unlawful for any person to solicit or to permit the use of his or its name to solicit, by use of the mails or any means or instrumentality of interstate commerce, or otherwise, any proxy, power of attorney, consent, or authorization regarding any security of a registered holding company or a subsidiary company thereof in contravention of such rules and regulations or orders as the Commission...
Page 100 - ... (2) Any issuer which the Commission, upon application by such issuer, finds and by order declares to be primarily engaged in a business or businesses other than that of investing, reinvesting, owning, holding, or trading in securities either directly or (A) through majority-owned subsidiaries or (B) through controlled companies conducting similar types of businesses.
Page 22 - ... Integrated public-utility system " means — (A) As applied to electric utility companies, a system consisting of one or more units of generating plants and/or transmission lines and/or distributing facilities, whose utility assets, whether owned by one or more electric utility companies, are physically interconnected or capable of physical interconnection and which under normal conditions may be economically operated as a single interconnected and coordinated system confined in its operations...