 | United States. Securities and Exchange Commission - Securities - 1970 - 166 pages
...or more of any class of equity securities, (2) any trust or other estate in which such person lias a substantial beneficial interest or as to which such...such person or who is a director or officer of the issuer or any of its parents or subsidiaries. Issuer. The term "issuer" means the issuer of the securities... | |
 | United States. Securities and Exchange Commission - Securities - 1956 - 900 pages
...substantial beneficial interest or as to which iuch person serves as trustee or in a similar fiduciiry capacity, and (3) any relative or spouse of such person,...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Certified. The term "certified," when used in regard... | |
 | Administrative law - 1974 - 786 pages
...national bank or a bank operating under the Code of Law for the District of Columbia (bank). .§ 11.2 Definitions. For the purposes of this part, including...association or partnership, or any similar instrument, aa amended, effecting (either with or without filing with any governmental agency) the organization... | |
 | Administrative law - 1975 - 828 pages
...evidences of Indebtedness, the number of shares if relating to shares, and the number of units if relathig to any other kind of security. (d) The term “associate,”...“charter” Includes articles of Incorporation, declarations cf trust, articles of association or partnership, or any similar instrwnent, as amended, effecting... | |
 | Administrative law - 1981 - 360 pages
...corporation or organization (other than the bank or a majority owned subsidiary of the bank) of which said person is an officer or partner or is, directly or...such person or who is a director or officer of the parent of the bank. (g) The term "beneficial ownership" shall have the same definition as set forth... | |
 | Administrative law - 1993 - 394 pages
...corporation or organization (other than the bank or a majority owned subsidiary of the bank) of which said person is an officer or partner or is, directly or...such person or who is a director or officer of the parent of the bank. (g) Beneficial ownership shall be determined in accordance with the provisions... | |
 | Administrative law - 1968 - 768 pages
...subsidiary of the issuer) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any...such person or who is a director or officer of the Issuer or any of its parents or subsidiaries. (b) Information statement. The term "information statement"... | |
 | Administrative law - 1985 - 688 pages
...subsidiary of the issuer) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any...such person or who is a director or officer of the issuer or any of its parents or subsidiaries. (b) Information statement. The term "information statement"... | |
 | Administrative law - 1996 - 888 pages
...subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Certified. The term "certified," when used in regard... | |
 | Administrative law - 1949 - 736 pages
...or Indirectly, the beneficial owner of 10 per1 Copy filed with the Federal Register Division. cent or more of any class of equity securities, (2) any...such person or who is a director or officer of the registrant or any of its parents or subsidiaries. [Paragraph (c) amended, 20 FR 8285, Nov. 4, 1955]... | |
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associate" used to indicate a relationship with any person, means (1) any corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly,... 
