The Code of Federal Regulations of the United States of AmericaU.S. Government Printing Office, 1970 - Administrative law The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government. |
From inside the book
Results 1-5 of 100
Page 7
... purchase of an investment security . ( a ) Evidence of obligor's ability to perform . A bank may purchase an in- vestment security for its own account when in its prudent banking judgment ( which may be based in part upon esti- mates ...
... purchase of an investment security . ( a ) Evidence of obligor's ability to perform . A bank may purchase an in- vestment security for its own account when in its prudent banking judgment ( which may be based in part upon esti- mates ...
Page 8
... purchase subject to a specified limitation , a bank may not at any time thereafter purchase such security , if , after such purchase , the bank's holdings of such security would be in excess of the specified limitation . ( d ) Public ...
... purchase subject to a specified limitation , a bank may not at any time thereafter purchase such security , if , after such purchase , the bank's holdings of such security would be in excess of the specified limitation . ( d ) Public ...
Page 9
... purchase by na- tional banks , within the limitations of Paragraph Seventh of section 5136 of the Revised Statutes ( 12 U.S.C. 24 ) . [ 27 F.R. 2506 , Mar. 16 , 1962 , as amended at 27 F.R. 6539 , July 11 , 1962 ; 27 F.R. 12811 , Dec ...
... purchase by na- tional banks , within the limitations of Paragraph Seventh of section 5136 of the Revised Statutes ( 12 U.S.C. 24 ) . [ 27 F.R. 2506 , Mar. 16 , 1962 , as amended at 27 F.R. 6539 , July 11 , 1962 ; 27 F.R. 12811 , Dec ...
Page 18
... purchase , dealing in , underwriting and unlimited holding by National Banks . [ 28 F.R. 8280 , Aug. 13 , 1963 ] § 1.123 Alaska State Development Cor- poration . ( a ) Request . The Comptroller of the Currency has been requested to rule ...
... purchase , dealing in , underwriting and unlimited holding by National Banks . [ 28 F.R. 8280 , Aug. 13 , 1963 ] § 1.123 Alaska State Development Cor- poration . ( a ) Request . The Comptroller of the Currency has been requested to rule ...
Page 19
... purchase , dealing in , underwriting and unlimited holding by national banks under Para- graph Seventh of 12 U.S.C. 24 . [ 28 F.R. 8281 , Aug. 13 , 1963 ] § 1.125 General_State_Authority of the Commonwealth of Pennsylvania . ( a ) ...
... purchase , dealing in , underwriting and unlimited holding by national banks under Para- graph Seventh of 12 U.S.C. 24 . [ 28 F.R. 8281 , Aug. 13 , 1963 ] § 1.125 General_State_Authority of the Commonwealth of Pennsylvania . ( a ) ...
Other editions - View all
Common terms and phrases
agency amended amount annual percentage rate applicable assets Authority Revenue Bonds bank holding company bank's banks under paragraph Board of Governors bonds to finance capital cash certificate City collateral Comptroller convertible security corporation County credit in support creditor Currency directors disclosures eligible for purchase employee equity securities exempt faith and credit Federal Reserve Act Federal Reserve Bank Federal Reserve System fiduciary filed finance charge funds furnished holding by national interest maturity member bank ment national banks obligations officer operating Opinion paragraph Seventh participation payable payment percent period person political subdivision principal proxy purpose pursuant registered Regulation requested to rule Revenue Bonds savings deposits Securities Exchange security holders Seventh of 12 shares solicitation specified suant subsidiary term thority tion tional banks transaction trust underwriting and unlimited unlimited holding
Popular passages
Page 345 - No officer, director, or employee of any corporation or unincorporated association, no partner or employee of any partnership, and no individual, primarily engaged in the issue, flotation, underwriting, public sale, or distribution, at wholesale or retail, or through syndicate participation, of stocks, bonds, or other similar securities...
Page 221 - Commission may also by informal written notice require the filing of other statements in addition to, or in substitution for, the statements herein required In any case where such statements are necessary or appropriate for an adequate presentation of the financial condition of any person whose financial statements are required, or whose statements are otherwise necessary for the protection of investors.
Page 180 - associate" used to indicate a relationship with any person, means (1) any corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity,...
Page 262 - System and that consideration has been given to the financial history and condition of the bank, the adequacy of its capital structure. its future earnings prospects, the general character of its management, the convenience and needs of the community to be served by the bank, and whether or not its corporate powers are consistent with the purposes of the Federal Deposit Insurance Act.
Page 351 - bank services" means services such as check and deposit sorting and posting, computation and posting of interest and other credits and charges, preparation and mailing of checks, statements, notices, and similar items, or any other clerical, bookkeeping, accounting, statistical, or similar functions performed for a bank. (c) The term "bank service corporation...
Page 225 - Including but not limited to transfer of any of the securities, joint ventures, loan or option arrangements, puts or calls, guaranties of loans, guaranties against loss or guaranties of profits, division of losses or profits, or the giving or withholding of proxies, naming the persons with whom such contracts, arrangements, or understandings have been entered into, and giving the details thereof.
Page 211 - ... (b) If the rights of holders of such stock may be modified otherwise than by a vote of a majority or more of the shares outstanding, voting as a class, so state and explain briefly. (c) Outline briefly any restriction on the repurchase or redemption of shares by the bank while there is any arrearage in the payment of dividends or BlTifrltig fund installments. If there is no such restriction, so state.
Page 209 - Its subsidiaries for such year or a prior year (or where otherwise Impracticable to state the estimated annual benefits upon retirement) there shall be set forth, in lieu of the information called for by Column (C), the aggregate amount set aside or accrued to date, unless impracticable to do so.
Page 181 - material", when used to qualify a requirement for the furnishing of information as to any subject, limits the information required to those matters as to which an average prudent investor ought reasonably to be informed before buying or selling the security registered.
Page 155 - Each Federal reserve bank shall keep itself informed of the general character and amount of the loans and investments of its member banks with a view to ascertaining whether undue use is being made of bank credit for the speculative carrying of or trading in securities, real estate, or commodities, or for any other purpose inconsistent with the maintenance of sound credit conditions...