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ordered by the Commissioner or exclusion for five years has passed during which the suspended or excluded practitioner has complied with the provisions of § 10.158.

(e) Proceedings on any petition for reinstatement shall be open to the public. Before reinstating any suspended or excluded practitioner, the Director shall publish in the Official Gazette a notice of the suspended or excluded practitioner's petition for reinstatement and shall permit the public a reasonable opportunity to comment or submit evidence with respect to the petition for reinstatement.

§10.161 Savings clause.

(a) A disciplinary proceeding based on conduct engaged in prior to the effective date of these regulations may be instituted subsequent to such effective date, if such conduct would continue to justify suspension or exclusion under the provisions of this part.

(b) No practitioner shall be subject to a disciplinary proceeding under this

part based on conduct engaged in before the effective date hereof if such conduct would not have been subject to disciplinary action before such effective date.

§§ 10.162-10.169 [Reserved] §10.170 Suspension of rules.

(a) In an extraordinary situation, when justice requires, any requirement of the regulations of this part which is not a requirement of the statutes may be suspended or waived by the Commissioner or the Commissioner's designee, sua sponte, or on petition of any party, including the Director or the Director's representative, subject to such other requirements as may be imposed.

(b) Any petition under this section will not stay a disciplinary proceeding unless ordered by the Commissioner or an administrative law judge.

PART 15-15a [RESERVED]

INDEX III-RULES RELATING TO PRACTICE BEFORE

THE PATENT AND TRADEMARK OFFICE

EDITORIAL NOTE: This listing is provided for information purposes only. It is compiled and kept up-to-date by the Department of Commerce.

A

Section

Address change

Advertising

Agreements restricting practice..

Aliens.....

Applicant for patent, representation of ........
Applicant for trademark, representation of..........

Attorneys, recognition of to practice in trademark cases...
Attorneys, registration of to practice in patent cases...

10.11 .10.31, 10.32 .10.38 10.6, 10.9 .1.31, 10.10

2.11 ..10.14 10.6, 10.7

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Review of decisions of the Director.....

Disbarment from practice on ethical grounds..

Discharge of attorney or agent by client.....

Disciplinary Proceedings and Investigations:

Administrative Law Judge.

Administrative Procedures Act

Review of interlocutory orders by Administrative Law Judge

10.2

..10.2

10.130

.10.40

.10.139

.10.132, 10.144

.10.139

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Deliberations of Committee on Discipline ....

Discovery (see also Discovery in Disciplinary Proceedings).

....10.4

10.152

.10.150

Exception to ruling ....

Filing papers after complaint filed ....

Hearings before Administrative Law Judge

Initial decision of Administrative Law Judge

Initiating disciplinary proceeding......

. 10.141 .10.144

10.139, 10.154

.10.132

Investigations of violations of disciplinary rules.......
Notice of suspension or exclusion of practitioner
Objections to evidence.....

Post hearing memorandum

Pre-hearing statement........

Reinstatement of suspended or excluded practitioner

Reprimand of registered attorney or agent

Resignation of practitioner.

Review of Commissioner's final decision

Review of decision denying reinstatement of practitioner
Savings clause....

Service of complaint....

Settlement of complaint

10.131

10.159 ..10.150

.10.153

.10.153

.10.160

.10.130, 10.132

......10.133 ...10.157

10.2

10.161

10.135

10.133

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Petition to review decision of Director of Enrollment and Dis

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Government employees, registration of to practice in patent cases

.... 10.112

10.23

....10.10

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Independent professional judgment, exercise of..................... 10.61, 10.62, 10.66, 10.68

Individual unqualified in respect to character, education, etc.
Influence by others than client

.10.7, 10.22

10.68

Information precluding registration, failure to disclose

.10.23

Initial decision of Administrative Law Judge

.10.139, 10.154

Integrity and competence of the legal profession, maintaining of

Interest in litigation or proceeding before Office, acquiring of........
Investigations of violations of disciplinary rules.......

10.22 ...10.64 .10.131

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Malpractice, limiting client's liability.....

Materially false statements in application for registration..

Misconduct

Misappropriation of funds..........................

Misrepresentations

Multiple employment

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