Decisions and Reports, Volume 20U.S. Government Printing Office, 1952 - Securities |
From inside the book
Results 1-5 of 100
Page i
United States. Securities and Exchange Commission. SECURITIES AND EXCHANGE COMMISSION DECISIONS AND REPORTS AND SECURITIES EXCHANGE MCMXXXX COMMISSION VOLUME 20 July 18 , 1945 to October 12 , 1945 UNITED STATES GOVERNMENT PRINTING OFFICE ...
United States. Securities and Exchange Commission. SECURITIES AND EXCHANGE COMMISSION DECISIONS AND REPORTS AND SECURITIES EXCHANGE MCMXXXX COMMISSION VOLUME 20 July 18 , 1945 to October 12 , 1945 UNITED STATES GOVERNMENT PRINTING OFFICE ...
Page ii
United States. Securities and Exchange Commission. 2%" 23C52° .223T 2^ * -22 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. GANSON PURCELL, Chairman. Took oath of office June 17, 1941, elected chairman January 20, 1942. ROBERT E ...
United States. Securities and Exchange Commission. 2%" 23C52° .223T 2^ * -22 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. GANSON PURCELL, Chairman. Took oath of office June 17, 1941, elected chairman January 20, 1942. ROBERT E ...
Page viii
United States. Securities and Exchange Commission. Securities Act of 1933 and Trust Indenture Act of 19391 Securities Exchange Act of 1934 Public Utility Holding Company Act of 1935 Investment Company and Investment Ad visers Acts of ...
United States. Securities and Exchange Commission. Securities Act of 1933 and Trust Indenture Act of 19391 Securities Exchange Act of 1934 Public Utility Holding Company Act of 1935 Investment Company and Investment Ad visers Acts of ...
Page 2
United States. Securities and Exchange Commission. ACQUISITION BY SUBSIDIARY OF ITS OUTSTANDING SECURITIES FROM PARENT . Declaration regarding the acquisition by subsidiary of its outstanding securities from parent , permitted to become ...
United States. Securities and Exchange Commission. ACQUISITION BY SUBSIDIARY OF ITS OUTSTANDING SECURITIES FROM PARENT . Declaration regarding the acquisition by subsidiary of its outstanding securities from parent , permitted to become ...
Page 16
... securities under the standards of Section 11 ( b ) ( 2 ) is obvious and we have therefore considered carefully whether we must disapprove the proposed ... securities of the subsidiaries of American 16 SECURITIES AND EXCHANGE COMMISSION.
... securities under the standards of Section 11 ( b ) ( 2 ) is obvious and we have therefore considered carefully whether we must disapprove the proposed ... securities of the subsidiaries of American 16 SECURITIES AND EXCHANGE COMMISSION.
Other editions - View all
Common terms and phrases
12 months ended accrued adverse findings AGECO AGECORP trustees amended amortization applicable approved balance sheet basis Bond and Share capital stock capital surplus carrying value cash charges Chicago City Railway Commission common stock competitive bidding consolidated cumulative preferred stock debt discount December 31 depreciation depreciation reserve dividend requirements earned surplus equitable estimated excess profits taxes Federal income filed Florida forma fund GENGAS giving effect Holding Company Act income deductions income statement indenture interest investment issuance issue and sale June 30 liabilities long-term debt mortgage bonds NASD NEPSCO Niagara Hudson operating revenues original cost outstanding par value percent Power & Light Power Company premium principal amount pro forma proposed transactions provisions of Section public utility Public Utility Holding purchase pursuant to Section Rapid Transit redemption refunding registered holding company reserve respect Section 11 security holders subsidiary companies Surface Lines tion Utility Holding Company utility plant voting
Popular passages
Page 440 - Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly— (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails...
Page 867 - If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading...
Page 433 - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading...
Page 24 - ... shares. Upon payment of the agreed value the dissenting shareholder shall cease to have any interest in such shares or in the corporation.
Page 803 - ... (2) To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company in the holding-company system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute voting power among security holders, of such holding-company system.
Page 867 - Commission) within fifteen days after such notice by personal service or the sending of such telegraphic notice, issue a stop order suspending the effectiveness of the registration statement.
Page 529 - No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security (other than commercial paper, bankers...
Page 803 - Commission shall find necessary in order that such holdIng company shall cease to be a holding company with respect to each of Its subsidiary companies which Itself has a subsidiary company which is a holding company.
Page 342 - Interim or final, to whomsoever paid for services rendered or to be rendered in connection with any reorganization, dissolution, liquidation, bankruptcy, or receivership of a registered holding company or subsidiary thereof, in any court of the United States, shall be subject to approval by the Commission as to the maximum amount that may be paid for such services.
Page 736 - Whenever a person which is not a carrier is authorized, by an order entered under paragraph (2), to acquire control of any carrier or of two or more carriers, such person thereafter shall, to the extent provided by the Commission in such order...