Decisions and Reports, Volume 20U.S. Government Printing Office, 1952 - Securities |
From inside the book
Results 1-5 of 100
Page 42
... record indi- cates that applications by Wisconsin are now pending before the Wisconsin Public Service Commission ( Docket No. CA - 1991 ) and the Federal Power Commission ( Dockets Nos . 9-236 and 9-356 ) with respect to the ...
... record indi- cates that applications by Wisconsin are now pending before the Wisconsin Public Service Commission ( Docket No. CA - 1991 ) and the Federal Power Commission ( Dockets Nos . 9-236 and 9-356 ) with respect to the ...
Page 44
... record makes the following findings . In our order dated June 19 , 1944 , we directed , pursuant to Sec- tion 11 ( b ) ( 2 ) of the Act , that Buffalo Niagara change its capitali- zation by substituting for its outstanding $ 1.60 ...
... record makes the following findings . In our order dated June 19 , 1944 , we directed , pursuant to Sec- tion 11 ( b ) ( 2 ) of the Act , that Buffalo Niagara change its capitali- zation by substituting for its outstanding $ 1.60 ...
Page 49
... record stockholders , holders of 89,557 shares , 136,572 shares of Equity Corporation common stock and cash amounting to $ 1,105.65 . Applicant in liquidation has also caused to be issued in the names of the other 41 record stockholders ...
... record stockholders , holders of 89,557 shares , 136,572 shares of Equity Corporation common stock and cash amounting to $ 1,105.65 . Applicant in liquidation has also caused to be issued in the names of the other 41 record stockholders ...
Page 69
... record . For the calendar years 1941 to 1943 , inclusive , and for the 12 months ended May 31 , 1944 , GENGAS ' net income has ranged from $ 200 , - 554 to $ 524,658 . These amounts are to be contrasted with the annual dividend ...
... record . For the calendar years 1941 to 1943 , inclusive , and for the 12 months ended May 31 , 1944 , GENGAS ' net income has ranged from $ 200 , - 554 to $ 524,658 . These amounts are to be contrasted with the annual dividend ...
Page 83
... record a lengthy report detailing those transactions . That report was sent to all stockholders of record under date of October 29 , 1932. Its language was such as to throw a favorable light upon the various transactions , and the ...
... record a lengthy report detailing those transactions . That report was sent to all stockholders of record under date of October 29 , 1932. Its language was such as to throw a favorable light upon the various transactions , and the ...
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Common terms and phrases
12 months ended accrued adverse findings AGECO AGECORP trustees amended amortization applicable approved balance sheet basis Bond and Share capital stock capital surplus carrying value cash charges Chicago City Railway Commission common stock competitive bidding consolidated cumulative preferred stock debt discount December 31 depreciation depreciation reserve dividend requirements earned surplus equitable estimated excess profits taxes Federal income filed Florida forma fund GENGAS giving effect Holding Company Act income deductions income statement indenture interest investment issuance issue and sale June 30 liabilities long-term debt mortgage bonds NASD NEPSCO Niagara Hudson operating revenues original cost outstanding par value percent Power & Light Power Company premium principal amount pro forma proposed transactions provisions of Section public utility Public Utility Holding purchase pursuant to Section Rapid Transit redemption refunding registered holding company reserve respect Section 11 security holders subsidiary companies Surface Lines tion Utility Holding Company utility plant voting
Popular passages
Page 440 - Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly— (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails...
Page 867 - If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading...
Page 433 - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading...
Page 24 - ... shares. Upon payment of the agreed value the dissenting shareholder shall cease to have any interest in such shares or in the corporation.
Page 803 - ... (2) To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company in the holding-company system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute voting power among security holders, of such holding-company system.
Page 867 - Commission) within fifteen days after such notice by personal service or the sending of such telegraphic notice, issue a stop order suspending the effectiveness of the registration statement.
Page 529 - No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security (other than commercial paper, bankers...
Page 803 - Commission shall find necessary in order that such holdIng company shall cease to be a holding company with respect to each of Its subsidiary companies which Itself has a subsidiary company which is a holding company.
Page 342 - Interim or final, to whomsoever paid for services rendered or to be rendered in connection with any reorganization, dissolution, liquidation, bankruptcy, or receivership of a registered holding company or subsidiary thereof, in any court of the United States, shall be subject to approval by the Commission as to the maximum amount that may be paid for such services.
Page 736 - Whenever a person which is not a carrier is authorized, by an order entered under paragraph (2), to acquire control of any carrier or of two or more carriers, such person thereafter shall, to the extent provided by the Commission in such order...