Decisions and Reports, Volume 20U.S. Government Printing Office, 1952 - Securities |
From inside the book
Results 1-5 of 100
Page 2
... NOTES OF SUBSIDIARY BY PARENT . Declaration regarding the surrender of stocks and notes of subsidiary by parent , permitted to become effective , the Commission making no adverse find- ings under Sections 12 ( d ) and 12 ( f ) of the ...
... NOTES OF SUBSIDIARY BY PARENT . Declaration regarding the surrender of stocks and notes of subsidiary by parent , permitted to become effective , the Commission making no adverse find- ings under Sections 12 ( d ) and 12 ( f ) of the ...
Page 9
... notes__ Interest on serial income notes .. 68,175 Amortization of debt discount and expense . 34,212 Other 11,644 10,272 339,167 179,022 Net income .. Preferred stock dividends .. Balance available for common stock .. 185,954 363,479 ...
... notes__ Interest on serial income notes .. 68,175 Amortization of debt discount and expense . 34,212 Other 11,644 10,272 339,167 179,022 Net income .. Preferred stock dividends .. Balance available for common stock .. 185,954 363,479 ...
Page 17
... notes at their face amount of $ 1,515,000 , or an aggregate of $ 5,258,846 . The carrying value of the common and preferred stocks is based upon an allocation of the aggregate cost of a basket of securities acquired in 192422 plus the ...
... notes at their face amount of $ 1,515,000 , or an aggregate of $ 5,258,846 . The carrying value of the common and preferred stocks is based upon an allocation of the aggregate cost of a basket of securities acquired in 192422 plus the ...
Page 20
... notes , the redemption of the outstanding preferred stock of St. Joseph and the redemption of the bank loan notes of Power & Light are subject to the provisions of Section 12 of the Act and the rules thereunder . We have examined these ...
... notes , the redemption of the outstanding preferred stock of St. Joseph and the redemption of the bank loan notes of Power & Light are subject to the provisions of Section 12 of the Act and the rules thereunder . We have examined these ...
Page 26
... notes , and Lewmurken , Inc. , in order to protect the company , acquired the notes at their face amount of $ 33,713 . Lewmurken's claim thereon in the re- organization proceedings was allowed as a preferred claim in the total amount of ...
... notes , and Lewmurken , Inc. , in order to protect the company , acquired the notes at their face amount of $ 33,713 . Lewmurken's claim thereon in the re- organization proceedings was allowed as a preferred claim in the total amount of ...
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Common terms and phrases
12 months ended accrued adverse findings AGECO AGECORP trustees amended amortization applicable approved balance sheet basis Bond and Share capital stock capital surplus carrying value cash charges Chicago City Railway Commission common stock competitive bidding consolidated cumulative preferred stock debt discount December 31 depreciation depreciation reserve dividend requirements earned surplus equitable estimated excess profits taxes Federal income filed Florida forma fund GENGAS giving effect Holding Company Act income deductions income statement indenture interest investment issuance issue and sale June 30 liabilities long-term debt mortgage bonds NASD NEPSCO Niagara Hudson operating revenues original cost outstanding par value percent Power & Light Power Company premium principal amount pro forma proposed transactions provisions of Section public utility Public Utility Holding purchase pursuant to Section Rapid Transit redemption refunding registered holding company reserve respect Section 11 security holders subsidiary companies Surface Lines tion Utility Holding Company utility plant voting
Popular passages
Page 440 - Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly— (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails...
Page 867 - If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading...
Page 433 - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading...
Page 24 - ... shares. Upon payment of the agreed value the dissenting shareholder shall cease to have any interest in such shares or in the corporation.
Page 803 - ... (2) To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company in the holding-company system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute voting power among security holders, of such holding-company system.
Page 867 - Commission) within fifteen days after such notice by personal service or the sending of such telegraphic notice, issue a stop order suspending the effectiveness of the registration statement.
Page 529 - No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security (other than commercial paper, bankers...
Page 803 - Commission shall find necessary in order that such holdIng company shall cease to be a holding company with respect to each of Its subsidiary companies which Itself has a subsidiary company which is a holding company.
Page 342 - Interim or final, to whomsoever paid for services rendered or to be rendered in connection with any reorganization, dissolution, liquidation, bankruptcy, or receivership of a registered holding company or subsidiary thereof, in any court of the United States, shall be subject to approval by the Commission as to the maximum amount that may be paid for such services.
Page 736 - Whenever a person which is not a carrier is authorized, by an order entered under paragraph (2), to acquire control of any carrier or of two or more carriers, such person thereafter shall, to the extent provided by the Commission in such order...