Decisions and Reports, Volume 20U.S. Government Printing Office, 1952 - Securities |
From inside the book
Results 1-5 of 100
Page 13
... connection with the offer of exchange . We do conclude , however , that the exchange offer may fairly be submitted to the holders of the presently outstanding preferred stock for their action , and to that end the exchange offer is ...
... connection with the offer of exchange . We do conclude , however , that the exchange offer may fairly be submitted to the holders of the presently outstanding preferred stock for their action , and to that end the exchange offer is ...
Page 17
... connection with the disposition of all its interests in St. Joseph , Power & Light will credit its investment account with the sum of $ 5,258,846 , the car- rying value of its present holdings . Reserve for losses on sales of securities ...
... connection with the disposition of all its interests in St. Joseph , Power & Light will credit its investment account with the sum of $ 5,258,846 , the car- rying value of its present holdings . Reserve for losses on sales of securities ...
Page 18
... connection with the proposed transactions are estimated at $ 56,030.23 These include $ 25,000 counsel fees of Frueauff , Burns & Ruch , attorneys for Power & Light and St. Joseph , and $ 10,000 counsel fee of Conkling & Sprague of St ...
... connection with the proposed transactions are estimated at $ 56,030.23 These include $ 25,000 counsel fees of Frueauff , Burns & Ruch , attorneys for Power & Light and St. Joseph , and $ 10,000 counsel fee of Conkling & Sprague of St ...
Page 56
... connection with the so - called Hopson settlement ( See Holding Company Act Releases Nos . 3743 and 3757 ) which provided , among other things , for the waiver by system com- panies of any right to sue Hopson and certain of his ...
... connection with the so - called Hopson settlement ( See Holding Company Act Releases Nos . 3743 and 3757 ) which provided , among other things , for the waiver by system com- panies of any right to sue Hopson and certain of his ...
Page 62
... connection with the fourth transaction referred to in ( b ) above comprised various AGECO system securities which were also promptly exchanged for AGECO equity securities . All of the AGECO equity securities thus acquired by GENGAS are ...
... connection with the fourth transaction referred to in ( b ) above comprised various AGECO system securities which were also promptly exchanged for AGECO equity securities . All of the AGECO equity securities thus acquired by GENGAS are ...
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Common terms and phrases
12 months ended accrued adverse findings AGECO AGECORP trustees amended amortization applicable approved balance sheet basis Bond and Share capital stock capital surplus carrying value cash charges Chicago City Railway Commission common stock competitive bidding consolidated cumulative preferred stock debt discount December 31 depreciation depreciation reserve dividend requirements earned surplus equitable estimated excess profits taxes Federal income filed Florida forma fund GENGAS giving effect Holding Company Act income deductions income statement indenture interest investment issuance issue and sale June 30 liabilities long-term debt mortgage bonds NASD NEPSCO Niagara Hudson operating revenues original cost outstanding par value percent Power & Light Power Company premium principal amount pro forma proposed transactions provisions of Section public utility Public Utility Holding purchase pursuant to Section Rapid Transit redemption refunding registered holding company reserve respect Section 11 security holders subsidiary companies Surface Lines tion Utility Holding Company utility plant voting
Popular passages
Page 440 - Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly— (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails...
Page 867 - If it appears to the Commission at any time that the registration statement includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading...
Page 433 - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading...
Page 24 - ... shares. Upon payment of the agreed value the dissenting shareholder shall cease to have any interest in such shares or in the corporation.
Page 803 - ... (2) To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company in the holding-company system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute voting power among security holders, of such holding-company system.
Page 867 - Commission) within fifteen days after such notice by personal service or the sending of such telegraphic notice, issue a stop order suspending the effectiveness of the registration statement.
Page 529 - No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security (other than commercial paper, bankers...
Page 803 - Commission shall find necessary in order that such holdIng company shall cease to be a holding company with respect to each of Its subsidiary companies which Itself has a subsidiary company which is a holding company.
Page 342 - Interim or final, to whomsoever paid for services rendered or to be rendered in connection with any reorganization, dissolution, liquidation, bankruptcy, or receivership of a registered holding company or subsidiary thereof, in any court of the United States, shall be subject to approval by the Commission as to the maximum amount that may be paid for such services.
Page 736 - Whenever a person which is not a carrier is authorized, by an order entered under paragraph (2), to acquire control of any carrier or of two or more carriers, such person thereafter shall, to the extent provided by the Commission in such order...