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accrued acquisition additional adjustments AGECORP amended amortization amount annual appears applicable appropriate approved approximately assets Associated balance basis bidding bonds capital cash charges claims Class Commission common stock connection consolidated Corporation cumulative debt December deductions depreciation distribution dividends earned surplus effect Electric ended equitable estimated excess exchange expenses Federal filed findings Florida forma fund further GENGAS gross held holders income increase indicated interest investment issue June less liabilities Light Lines months Niagara notes offer operating outstanding paid payment percent period plant Power preferred stock present principal amount prior proceedings properties proposed provisions Public Service public utility purchase pursuant Railway received record redemption reflect registered holding company represents requirements reserve respect result retirement Rule Section 11 securities Service Company shares sheet statement subsidiary TABLE tion transactions trustees voting York
Page 440 - Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly— (1) to make use of any means or instruments of transportation or communication in interstate commerce or of the mails...
Page 433 - ... (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property by means of any untrue statement of a material fact or any omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading...
Page 24 - ... shares. Upon payment of the agreed value the dissenting shareholder shall cease to have any interest in such shares or in the corporation.
Page 803 - ... (2) To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company in the holding-company system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute voting power among security holders, of such holding-company system.
Page 867 - Commission) within fifteen days after such notice by personal service or the sending of such telegraphic notice, issue a stop order suspending the effectiveness of the registration statement.
Page 529 - No broker or dealer shall make use of the mails or of any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security (other than commercial paper, bankers...
Page 803 - Commission shall find necessary in order that such holdIng company shall cease to be a holding company with respect to each of Its subsidiary companies which Itself has a subsidiary company which is a holding company.
Page 342 - Interim or final, to whomsoever paid for services rendered or to be rendered in connection with any reorganization, dissolution, liquidation, bankruptcy, or receivership of a registered holding company or subsidiary thereof, in any court of the United States, shall be subject to approval by the Commission as to the maximum amount that may be paid for such services.