 | United States. Securities and Exchange Commission - Securities - 1944 - 162 pages
...the proxy is solicited ; (e) The terms "associate," used to indicate a relationship with any persons, means (1) any corporation or organization (other than...capacity, and (3) any relative or spouse of such person having the same home as such person ; GENERAL RULES AND REGULATIONS— 1934 ACT (/) The term "affiliate,"... | |
 | United States. Securities and Exchange Commission - Securities - 1955 - 144 pages
...corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is,...capacity, and (3) any relative or spouse of such person having the same home as such person. Certified. The term "certified," when used in regard to financial... | |
 | United States. Securities and Exchange Commission - Securities - 1970 - 166 pages
...with any person, means (1) any corporation or organization (other than the issuer or a majority-owned subsidiary of the issuer) of which such person is...(2) any trust or other estate in which such person lias a substantial beneficial interest or as to which such person serves as trustee or in a similar... | |
 | United States. Securities and Exchange Commission - Securities - 1946 - 152 pages
...(d) The term "issuer" means the issuer of the security in respect of which the proxy is solicited ; beneficial interest or as to which such person serves...capacity, and (3) any relative or spouse of such person having the same home as such person ; (/) The• term "affiliate," used to indicate a relationship... | |
 | United States. Congress. House. Interstate and foreign commerce - 1943 - 310 pages
...of which such person is an officer or partner or directly or indirectly the beneficial owner of 10% or more of any class of equity securities, (2) any...beneficial interest or as to which such person serves as trastee or in a similar fiduciary capacity, and (3) any relative or spouse of such person having the... | |
 | Administrative law - 1949 - 736 pages
...act or elsewhere in the general rules and regulations and in the forms for applications and reports thereunder. In addition, the following definitions...capacity, and (3) any relative or spouse of such person having the same home as such person. (b) Issuer. The term "Issuer" means the issuer of the securities... | |
 | Administrative law - 1970 - 540 pages
...directly or indirectly, either alone or together with one or more members of his immediate family, the beneficial owner of 10 percent or more of any...spouse of such person, or any relative of such spouse, 206.1 §206.2 who has the same home as such person or who is a director or officer of the bank or any... | |
 | Administrative law - 1990 - 1038 pages
...corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is,...person serves as trustee or in a similar fiduciary capaclit ity, and (3) any relative or spouse of such person, or any relative of such spouse, who has... | |
 | Administrative law - 1978 - 1252 pages
...corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is,...which such person serves as trustee or in a similar capacity, and (3) any relative or spouse of such person, or any relative of such spouse, who has the... | |
| |
associate" used to indicate a relationship with any person, means ( 1 ) any corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly,... 
