Banks and the Securities Laws, 1979 |
From inside the book
Results 1-3 of 76
Page 62
... record . The proposed regulations define principal stockholder of record as a person that , directly or indirectly , owns , controls , or has the power to vote more than ten percent of any class of voting securities of an insured bank ...
... record . The proposed regulations define principal stockholder of record as a person that , directly or indirectly , owns , controls , or has the power to vote more than ten percent of any class of voting securities of an insured bank ...
Page 282
... record by a broker , dealer , bank or voting trustee , or their nominees , the issuer shall inquire of such record holder at least 10 days prior to the record date for the meeting of security holders ( or at such later time as the rules ...
... record by a broker , dealer , bank or voting trustee , or their nominees , the issuer shall inquire of such record holder at least 10 days prior to the record date for the meeting of security holders ( or at such later time as the rules ...
Page 327
... record holder , pay its reasonable expenses for completing the mailing of such material to security holders to whom ... record having the same address will be satisfied by sending at least one report to a holder of record at that address ...
... record holder , pay its reasonable expenses for completing the mailing of such material to security holders to whom ... record having the same address will be satisfied by sending at least one report to a holder of record at that address ...
Contents
Prepared for distribution at | 7 |
B Final Regulation | 25 |
FDIC Proposed Regulations to Implement | 57 |
Copyright | |
5 other sections not shown
Common terms and phrases
account at Calhoun action affiliate agencies aggregate amended amount appropriate assets bank holding company Bank of Georgia bank's Board of Directors capital and surplus Code Comptroller Coolidge corporation December December 31 deposit depository holding company depository institution described in paragraphs disclose disclosure employees executive officers extension of credit FDIC Federal Reserve Act Federal Reserve System filed financial statements fiscal furnished Glass-Steagall Act Gleason income income statement Instruction insured bank investment company issuer Item Lance Lance's lending limit liabilities loan loss management official material fact member bank ment Mercantile National Bank NBG's offering statement overdrafts participation payment period person principal shareholder prior proposed proxy soliciting proxy statement purchase purposes pursuant registration statement regulation related interests relationship remuneration respect rules schedule section 22 security holders soliciting materials specified subsidiaries thereunder tion transactions violations voting