Banks and the Securities Laws, 1979 |
From inside the book
Results 1-3 of 76
Page 508
... reason to know that Mercantile had exceeded its legal lending limit with respect to certain of these loans . By at least October 1974 , Jacobs knew or had reason to know that Mercantile had pro- vided substantially all of the money for ...
... reason to know that Mercantile had exceeded its legal lending limit with respect to certain of these loans . By at least October 1974 , Jacobs knew or had reason to know that Mercantile had pro- vided substantially all of the money for ...
Page 685
... reason to know that certain of these borrowers lacked the financial wherewithal to service their loans . 95. Gleason knew or had reason to know that Mercantile's reserve for possible loan losses was inadequate for the year ended ...
... reason to know that certain of these borrowers lacked the financial wherewithal to service their loans . 95. Gleason knew or had reason to know that Mercantile's reserve for possible loan losses was inadequate for the year ended ...
Page 690
... reason of certain of the activities described in paragraphs 1 through 96 and 116 above , Carroll violated and aided and abetted violations of Section 14 ( a ) of the Exchange Act ( 15 U.S.C. 78n ( a ) ] and Rule 14a - 9 [ 17 CFR 240.14a ...
... reason of certain of the activities described in paragraphs 1 through 96 and 116 above , Carroll violated and aided and abetted violations of Section 14 ( a ) of the Exchange Act ( 15 U.S.C. 78n ( a ) ] and Rule 14a - 9 [ 17 CFR 240.14a ...
Contents
Prepared for distribution at | 7 |
B Final Regulation | 25 |
FDIC Proposed Regulations to Implement | 57 |
Copyright | |
5 other sections not shown
Common terms and phrases
account at Calhoun action affiliate agencies aggregate amended amount appropriate assets bank holding company Bank of Georgia bank's Board of Directors capital and surplus Code Comptroller Coolidge corporation December December 31 deposit depository holding company depository institution described in paragraphs disclose disclosure employees executive officers extension of credit FDIC Federal Reserve Act Federal Reserve System filed financial statements fiscal furnished Glass-Steagall Act Gleason income income statement Instruction insured bank investment company issuer Item Lance Lance's lending limit liabilities loan loss management official material fact member bank ment Mercantile National Bank NBG's offering statement overdrafts participation payment period person principal shareholder prior proposed proxy soliciting proxy statement purchase purposes pursuant registration statement regulation related interests relationship remuneration respect rules schedule section 22 security holders soliciting materials specified subsidiaries thereunder tion transactions violations voting