(f) The prohibitions against (1) the disclosure of classified information (18 U.S.C. 798, 50 U.S.C. 783); and (2) the disclosure of confidential information (18 U.S.C. 1905). (g) The provision relating to the habitual use of intoxicants to excess (5 U.S.C. 7352). (h) The prohibition against the misuse of a Government vehicle (31 U.S.C. 638a (c)). (i) The prohibition against the misuse of the franking privilege (18 U.S.C. 1719). (j) The prohibition against the use of deceit in an examination or personnel action in connection with Government employment (18 U.S.C. 1917). (k) The prohibition against fraud or false statements in a Government matter (18 U.S.C. 1001). (1) The prohibition against mutilating or destroying a public record (18 U.S.C. 2071). (m) The prohibition against counterfeiting and forging transportation requests (18 U.S.C. 508). (n) The prohibitions against (1) embezzlement of Government money or property (18 U.S.C. 641); (2) failing to account for public money (18 U.S.C. 643); and (3) embezzlement of the money or property of another person in the possession of an employee by reason of his employment (18 U.S.C. 654). (0) The prohibition against unauthorized use of documents relating to claims from or by the Government (18 U.S.C. 285). (p) The prohibitions against political activities in subchapter III of chapter 73 of title 5, United States Code, and 18 U.S.C. 602, 603, 607, and 608. (q) The prohibition against an employee acting as the agent of a foreign principal registered under the Foreign Agents Registration Act (18 U.S.C. 219). Subpart C-Conduct and Responsibilities of Special Government Employees § 0.735-301 ployment. Use of Government em A special Government employee shall not use his Government employment for a purpose that is, or gives the appearance of being, motivated by the desire for private gain for himself or another person, particularly one with whom he has family, business, or financial ties. § 0.735-302 Use of inside information. (a) A special Government employee shall not use inside information obtained as a result of his Government employment for private gain for himself or another person either by direct action on his part or by counsel, recommendation, or suggestion to another person, particularly one with whom he has family, business, or financial ties. For the purpose of this section, “inside information" means information obtained under Government authority which has not become part of the body of public information. (b) Special Government employees may teach, lecture, or write in a manner consistent with the provisions of § 0.735204 (e). A special Government employee shall not use his Government employment to coerce, or give the appearance of coercing, a person to provide financial benefit to himself or another person, particularly one with whom he has family, business, or financial ties. § 0.735-304 Gifts, entertainment, and favors. (a) Except as provided in paragraph (b) of this section, a special Government employee, while so employed or in connection with his employment, shall not receive or solicit from a person having business with the Department anything of monetary value as a gift, gratuity, loan, entertainment, or favor for himself, or another person, particularly one with whom he has family, business, or financial ties. (b) The exceptions of § 0.735-203(b), which are applicable to employees, are also applicable to special Government employees. § 0.735-305 Applicability of other provisions. (a) Each special Government employee is subject to the provisions of $$ 0.735-201, 0.735-205(b), 0.735-206 through 0.735-210, 0.735-212, 0.735-213, 0.735-214, and 0.735-411. (b) Each special Government employee shall acquaint himself with each statute listed in § 0.735-214. A special Government employee engaged on an irregular or occasional basis is bound by the political activity restrictions of the former Hatch Act cited in § 0.735-214(p) only while in an active duty status and for the entire 24 hours of any day during which he is actually employed. Subpart D-Statements of Employment and Financial Interests § 0.735-401 Employees required to submit statements. Except as provided in § 0.735-403, the following categories of employees shall submit statements of employment and financial interest: (a) Employees paid at a level of the Executive schedule in subchapter II of chapter 53 of title 5, United States Code. (b) Employees classified at GS-13 or above who are in positions identified in the appendix to this part as positions the incumbents of which are responsible for making a Government decision or taking a Government action in regard to: (1) Contracting or procurement; (2) Administering or monitoring grants or subsidies; (3) Regulating or auditing private or other non-Federal enterprise; or (4) Other activities where the decision or action has an economic impact on the interests of any non-Federal enterprise. (c) Employees classified at GS-13 or above who are in positions which the Department has determined have duties and responsibilities which require the incumbent to report employment and financial interests in order to avoid involvement in a possible conflicts-of-interest situation and carry out the purpose of law, Executive order, and this part. The positions are identified in the appendix to this part. (d) Employees classified below GS-13 who are in positions which otherwise meet the criteria in paragraph (b) or (c) of this section. These positions have been approved by the Civil Service Commission as exceptions that are essential to protect the integrity of the Government and avoid employee involvement in a possible conflict-of-interest situation. The positions are identified in the appendix to this part by footnote 1. § 0.735-402 Employee's complaint on filing requirement. Employees have the opportunity for review through the Department's grievance procedures of a complaint by an employee that his position has been improperly included under these regulations as one requiring the submission of a statement of employment and financial interests. § 0.735-403 Employees not required to submit statements. (a) Employees in positions that meet the criteria in § 0.735-401(b) may be excluded from the reporting requirement when the Department Counselor determines that: (1) The duties of a position are such that the likelihood of the incumbent's involvement in a conflict-of-interest situation is remote; (2) The duties of a position are at such a level of responsibility that the submission of a statement of employment and financial interests is not necessary because of the degree of supervision and review over the incumbent or the inconsequential effect on the integrity of the Government. (b) A statement of employment and financial interests is not required by this subpart from the Secretary or a full-time member of a committee, board, or commission appointed by the President. These employees are subject to separate reporting requirements under section 401 of the Executive order. $ 0.735-404 Time and place for submission of employees' statements. (a) An employee required to submit a statement of employment and financial interests pursuant to § 0.735-401 and the appendix to this part shall submit that statement on Form HUD-844 (Revised) to the official designated in paragraph (c) of this section not later than: (1) Ninety days after the effective date of this part if employed on or before that effective date; or (2) Thirty days after his entrance on duty, but not earlier than 90 days after the effective date, if appointed after that effective date. (b) Additions to, deletions from, and other amendments of the list of positions in the appendix to this part may be made from time to time as necessary to carry out the purpose of the law, Executive Order 11222, and Part 735 of the Civil Service Commission Regulations (5 CFR Part 735). Such amendments are effective upon actual notification to the incumbents. The amended list shall be submitted at least annually for publication in the FEDERAL REGISTER. (c) All employees shall submit their statements directly to the General Counsel of the Department as Department Counselor for review and custody. Such statements shall be enclosed in sealed envelopes marked "Standards of Con duct-Department Counselor: Administratively Confidential”. Statements previously submitted to other than the Department Counselor for review shall be transferred to the Department Counselor for custody. § 0.735-405 Supplementary statements. (a) Changes in, or additions to, the information contained in an employee's statement shall be reported to the Department Counselor in a supplementary statement as of June 30 each year. If no changes or additions occur, a negative report is required. (b) Notwithstanding the filing of the annual report required by this section, each employee shall at all times avoid acquiring a financial interest or engaging in outside employment or other activity that could result, or taking an action that would result, in a violation of the conflict-of-interest provisions of section 208 of title 18, United States Code, or Subpart B of this part. § 0.735-406 relatives. Interests of employee's The interest of a spouse, minor child, or other member of an employee's immediate household is considered to be an interest of the employee. For the purpose of this section, “member of an employee's immediate household" means those blood relations who are residents of the employee's household. $ 0.735-407 Information not known by employees. If any information required to be included on a statement or supplementary statement, including holdings placed in trust, is not known to the employee but is known to another person, the employee shall request that other person to submit information in his behalf. § 0.735-408 Information prohibited. This subpart does not require an employee to report information relating to his connection with, or interest in, a professional society or a charitable, religious, social, fraternal, recreational, public service, civic, or political organization or a similar organization not conducted as a business enterprise. For the purpose of this section, educational and other institutions doing research and development or related work involving grants of money from or contracts with the Government are deemed "business enterprises" and are required to be included in an employee's statement. § 0.735-409 Confidentiality of employees' statements. (a) Each statement of employment and financial interests, and each supplementary statement, shall be held in confidence by the Department. To insure this confidentiality, the Civil Service Commission regulations provide that: (1) The Department shall designate which officials and employees are to review and retain the statements; (2) Officials and employees designated under subparagraph (1) of this paragraph are responsible for maintaining the statements in confidence and shall not allow access to, or allow information to be disclosed from, a statement except to carry out the purpose of this part; and (3) The Department may not disclose information from a statement except as the Civil Service Commission or the Secretary may determine for good cause shown. (b) For the purpose of carrying out the provisions of paragraph (a)(1) of this section, the Department Counselor shall review and retain employees' statements. § 0.735-411 Specific provisions for special Government employees. (a) Except as provided in paragraph (c) of this section, each special Government employee shall submit to the Department Counselor for review and custody Form HUD-844-A (Revised), Statement of Employment and Financial Interests. (b) The provisions of §§ 0.735-407 through 0.735-410 are applicable to a special Government employee who is required to file a statement. (c) The Secretary or his designee may waive the provisions of this section for the submission of a statement in the case of a special Government employee who is not a consultant or an expert when the Department finds that the duties of the position held by that special Government employee are of a nature and at such level of responsibility that the submission of the statement by the incumbent is not necessary to protect the integrity of the Government. For the purpose of this paragraph, "consultant" and "expert" have the meanings given those terms by Chapter 304 of the Federal Personnel Manual. (d) A statement required to be submitted under this section shall be submitted not later than the time of employment of the special Government employee. Each special Government employee shall keep his statement current throughout his employment with the Department by the submission of supplementary statements. APPENDIX-LIST OF POSITIONS SUBJECT TO SUBPART D Officers and employees in the following positions are subject to the provisions of Subpart D of this part: OFFICE OF THE SECRETARY Executive Assistant to the Secretary. Assistant to the Secretary for Labor Relations. Assistant to the Secretary for Congressional Relations. Director, Office of Public Affairs. Director, Office of International Affairs. OFFICE OF THE UNDER SECRETARY Under Secretary. Deputy Under Secretary for Policy Analysis and Program Evaluation. Special Assistants to the Under Secretary. OFFICE OF THE GENERAL COUNSEL General Counsel. Deputy General Counsels. Special Assistants to the General Counsel. Area Counsels. ASSISTANT SECRETARY FOR COMMUNITY PLANNING AND MANAGEMENT Assistant Secretary. Deputy Assistant Secretary for Community Director, Office of Administration. Director, Management and Administrative Director, Management Information Division. Director, Office of Policy and Program Development. Deputy Director, Office of Policy and Program Development. Special Assistants to Assistant Secretary. Deputy Assistant Secretary for Equal Opportunity. Director, Office of Housing Opportunity. Deputy Director, Office of Housing Opportunity. Director, Investigation Division. Director, Practices and Review Division. Director, Contract Compliance Division. Director, Job Development Division. Director, Business Development Division. Director, Program Planning and Evaluation. Director, Education and Training Office. ASSISTANT SECRETARY FOR HOUSING PRODUCTION AND MORTGAGE CREDIT AND FEDERAL HOUSING COMMISSIONER Assistant Secretary. Deputy Assistant Secretary for Housing Pro- Assistant Commissioner for Programs. Assistant Commissioner for Subsidized Housing Programs. Assistant Commissioner for Unsubsidized Insured Housing Programs. Assistant Commissioner for Rehabilitation. Assistant Commissioner for Administration. Assistant Commissioner for Property Improvement. Assistant Commissioner-Comptroller. Rehabilitation Administrator, Office of Interstate Land Chief, Conservation Sales Registration. Deputy Assistant Commissioner for Technical and Credit Standards. Deputy Assistant Commissioner for Programs. Deputy Assistant Commissioner for Subsidized Housing Programs. Deputy Administrator, Office of Interstate Land Sales Registration. Director, Mortgage Insurance Programs Support Division. Director, Publicly Financed Programs Support Division. Director, Architecture and Engineering Division. Director, Subsidized Mortgage Insurance Division. Director, Publicly Financed Housing Division. Director, Multifamily Division. Director, Participation and Compliance Review Division. Director, Management and Operations Assistance Division. Director, Administrative Proceedings Division. Director, Examination Division. GOVERNMENT NATIONAL MORTGAGE President. Executive Vice-President. Vice-President-Controller. Secretary-Treasurer. Executive Assistant. Director, Office of Mortgage-Backed Securities. Director of Loans. ASSISTANT SECRETARY FOR COMMUNITY DEVELOPMENT Assistant Secretary. Deputy Assistant Secretary for Community Development. Executive Assistant. Special Assistant to the Assistant Secretary. Director, Office of Management. Director, Division of Program Budgeting. Director, Division of Organization and Management. Director, Division of Local Finance and Administrative Practices. Director, Division of Administrative Services. Director, Office of Policy and Resource Development. Deputy Director, Office of Policy and Resource Development. Director, Policy Development Division. Director, Evaluation Division. Director, Resource Utilization Division. Chief, ADP and Program Statistics Branch. Branch. and Chief, Project Engineering Branch. ASSISTANT SECRETARY FOR HOUSING Assistant Secretary. Deputy Assistant Secretary for Housing Management. Director, Office of Administrative and Local Director, Project Financing Staff. Director, Office of Program Development. Director, Office of Loan Management. Director, Budget Division, Office of Administrative and Local Agency Services. Director, Local Agency Services Division, Office of Administrative and Local Agency Services. Supervisory Supply Management Officer, Maintenance Engineering Division, Office of Housing Programs. Director, Reconditioning and Contracting Division, Office of Property Disposition. Director, Contracting Branch, Reconditioning and Contracting Division, Office of Property Disposition. Contracting Officers, Reconditioning and Contracting Division, Office of Property Disposition. Director, Emergency Preparedness Staff. ASSISTANT SECRETARY FOR RESEARCH AND |