108TH CONGRESS COMMITTEE PRINT { COMMITTEE 84-107 COMPILATION OF SECURITIES LAWS INCLUDING SECURITIES ACT OF 1933 SECURITIES EXCHANGE ACT OF 1934 INVESTMENT COMPANY ACT OF 1940 INVESTMENT ADVISERS ACT OF 1940 SECURITIES INVESTOR PROTECTION ACT OF 1970 COMMODITY FUTURES MODERNIZATION ACT OF 2000 PREPARED FOR THE USE OF THE COMMITTEE ON FINANCIAL SERVICES FEBRUARY 2003 U.S. GOVERNMENT PRINTING OFFICE For sale by the Superintendent of Documents, U.S. Government Printing Office HOUSE COMMITTEE ON FINANCIAL SERVICES JAMES A. LEACH, Iowa MICHAEL G. OXLEY, Ohio, Chairman DOUG BEREUTER, Nebraska SUE W. KELLY, New York, Vice Chair PAUL E. GILLMOR, Ohio JIM RYUN, Kansas STEVEN C. LATOURETTE, Ohio WALTER B. JONES, JR., North Carolina JUDY BIGGERT, Illinois MELISSA A. HART, Pennsylvania SHELLEY MOORE CAPITO, West Virginia PATRICK J. TIBERI, Ohio MARK R. KENNEDY, Minnesota JEB HENSARLING, Texas TOM FEENEY, Florida SCOTT GARRETT, New Jersey TIM MURPHY, Pennsylvania J. GRESHAM BARRETT, South Carolina BARNEY FRANK, Massachusetts BRAD SHERMAN, California CHARLES A. GONZALEZ, Texas MICHAEL E. CAPUANO, Massachusetts HAROLD E. FORD, JR., Tennessee RUBÉN HINOJOSA, Texas KEN LUCAS, Kentucky JOSEPH CROWLEY, New York WM. LACY CLAY, Missouri STEVE ISRAEL, New York MIKE ROSS, Arkansas CAROLYN MCCARTHY, New York JOE BACA, California JIM MATHESON, Utah STEPHEN F. LYNCH, Massachusetts ARTUR DAVIS, Alabama RAHM EMANUEL, Illinois BRAD MILLER, North Carolina DAVID SCOTT, Georgia BERNARD SANDERS, Vermont ROBERT U. FOSTER, III, Staff Director (II) |