United States Securities and Exchange Commission Decisions and Reports |
From inside the book
Results 1-3 of 73
Page 74
... result from severance of the gas properties would satisfy , and in most instances exceed , those thresholds . On this basis alone , clause A would be satisfied.56 In this matter , however , other factors operate to compound the loss of ...
... result from severance of the gas properties would satisfy , and in most instances exceed , those thresholds . On this basis alone , clause A would be satisfied.56 In this matter , however , other factors operate to compound the loss of ...
Page 498
... results of operations as a result of Sensormatic's improper recognition of revenue . In addition , the reports falsely stated that the company recognized revenue upon shipment , whereas in fact it intentionally and prematurely ...
... results of operations as a result of Sensormatic's improper recognition of revenue . In addition , the reports falsely stated that the company recognized revenue upon shipment , whereas in fact it intentionally and prematurely ...
Page 527
... result in economies and efficiencies . Read in context , the dicta suggest , at most , that Section 10 ( c ) ( 2 ) requires that a proposed acquisition result in one , and only one , integrated system . The Commission expressly rejected ...
... result in economies and efficiencies . Read in context , the dicta suggest , at most , that Section 10 ( c ) ( 2 ) requires that a proposed acquisition result in one , and only one , integrated system . The Commission expressly rejected ...
Contents
CONTENTS | 192 |
Members of the Securities and Exchange Commission II | 633 |
Table of Decisions and Reports citing Section of Acts | 652 |
Copyright | |
Common terms and phrases
Act Rel action aff'd agreement appeal Applicants asserts broker broker-dealer capital CBOE CBOT Century Energies Commission Commissioner Committee common stock compliance conduct customers dealer December decision denied determined disciplinary disclosure DJTA DJUA e prime electric engaged England Elec FERC filed findings firm Firm's funds futures contracts hearing holding company imposed interest investment adviser investors issue Kirkpatrick law judge margin market maker markups merger Merrill Lynch Meseck Monroe Parker NASD Rules NASD's Nasdaq NationsBank NationsSecurities NYSE offering operations Paine Webber participants person Potts proceeding proposed purchase pursuant record registered representative repurchase agreements request reset responsible Revcon sanctions SCCP scienter SEC Docket Section Section 10(b Securities Exchange Act securities laws Sensormatic shares South Beloit statements subsidiary Term Trusts testified trading transactions utility violation Wolny WRG's Zubkis