United States Securities and Exchange Commission Decisions and Reports |
From inside the book
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Page 238
... agreement dated December 21 , 1992 ( the " Retirement Agreement " ) , which reflected the terms of this agreement in principle . The Retirement Agreement provided , among other things , that immediately following Grace , Jr.'s ...
... agreement dated December 21 , 1992 ( the " Retirement Agreement " ) , which reflected the terms of this agreement in principle . The Retirement Agreement provided , among other things , that immediately following Grace , Jr.'s ...
Page 508
... Agreement " ) . In accor- dance with the Utility Service Agreement , Interstate Services will provide a range of administrative and management and support services.14 Under the service agreements , each system company has the express ...
... Agreement " ) . In accor- dance with the Utility Service Agreement , Interstate Services will provide a range of administrative and management and support services.14 Under the service agreements , each system company has the express ...
Page 1234
... agreement separate from the master agreement , in order not to scare off potential investors and financial institutions which might have been reluctant to invest in the project knowing that one of the owners could withdraw from the ...
... agreement separate from the master agreement , in order not to scare off potential investors and financial institutions which might have been reluctant to invest in the project knowing that one of the owners could withdraw from the ...
Contents
CONTENTS | 192 |
Members of the Securities and Exchange Commission II | 633 |
Table of Decisions and Reports citing Section of Acts | 652 |
Copyright | |
Common terms and phrases
Act Rel action aff'd agreement appeal Applicants asserts broker broker-dealer capital CBOE CBOT Century Energies Commission Commissioner Committee common stock compliance conduct customers dealer December decision denied determined disciplinary disclosure DJTA DJUA e prime electric engaged England Elec FERC filed findings firm Firm's funds futures contracts hearing holding company imposed interest investment adviser investors issue Kirkpatrick law judge margin market maker markups merger Merrill Lynch Meseck Monroe Parker NASD Rules NASD's Nasdaq NationsBank NationsSecurities NYSE offering operations Paine Webber participants person Potts proceeding proposed purchase pursuant record registered representative repurchase agreements request reset responsible Revcon sanctions SCCP scienter SEC Docket Section Section 10(b Securities Exchange Act securities laws Sensormatic shares South Beloit statements subsidiary Term Trusts testified trading transactions utility violation Wolny WRG's Zubkis