To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing[s] Before the Committee on Interstate and Foreign Commerce, House of Representatives, Seventy-fifth Congress, First Session, on H.R. 6968, to Amend the Securities Act of 1933, as Amended, by Adding Thereto a New Title, Providing for the Regulation of the Solicitation, in Interstate and Foreign Commerce and Through the Mails, of Proxies, Deposits, and Assents in Connection with Certain Reorganizationss, Voluntary Readjustments and Debt Arrangements; and for Other Purposes. June 8-July 21, 1937 |
From inside the book
Results 1-5 of 84
Page 56
... petition is , of course , that the party applying has an interest in the litigation . I am wondering if you could give us any precedent for going as far as this bill goes , to permit an agency of the Federal Government to go in without ...
... petition is , of course , that the party applying has an interest in the litigation . I am wondering if you could give us any precedent for going as far as this bill goes , to permit an agency of the Federal Government to go in without ...
Page 189
... petition , and so on . The interests of the creditors and the debtors are in conflict in that situation . The issuer should not be permitted to represent creditors , since the interests of 1508-37-13 the debtor and the creditors are ...
... petition , and so on . The interests of the creditors and the debtors are in conflict in that situation . The issuer should not be permitted to represent creditors , since the interests of 1508-37-13 the debtor and the creditors are ...
Page 206
... petition under 77B the committee has got together and prepared a plan and has gotten the security holders lined up for that plan ; they have submitted that one plan to the court ( the only plan that is before the court ) only after they ...
... petition under 77B the committee has got together and prepared a plan and has gotten the security holders lined up for that plan ; they have submitted that one plan to the court ( the only plan that is before the court ) only after they ...
Page 219
... petition bearing 500,000 signatures had been filed with the committee , asking an investigation of oppression by committees organized in reference to defaulted real- estate bonds . But neither the Sabath committee report nor the ...
... petition bearing 500,000 signatures had been filed with the committee , asking an investigation of oppression by committees organized in reference to defaulted real- estate bonds . But neither the Sabath committee report nor the ...
Page 264
... petition praying that the order of the Com- mission be modified or be set aside in whole or in part . A copy of such petition shall be forthwith served upon the Commission , and thereupon the Commission shall certify and file in the ...
... petition praying that the order of the Com- mission be modified or be set aside in whole or in part . A copy of such petition shall be forthwith served upon the Commission , and thereupon the Commission shall certify and file in the ...
Common terms and phrases
agency amended amount appointed approved assents attorneys authorized bank Bankruptcy Act bondholders BULWINKLE Cameron County certificates of deposit CHAIRMAN Chandler bill Chicago Title COLE Commissioner DOUGLAS Conservator counsel court creditor or stockholder debt arrangement debtor corporation declaration default deposit agreements disapproval district dollar effective equity Exchange Commission exemption Federal fees and expenses filed foreclosure houses of issue independent contractor individual debtor investigation investment bankers investors issuer judge jurisdiction Lea bill LOWENTHAL MAPES matter ment mittee mortgage municipal paid payment percent person petition Philadelphia Co plan of reorganization preferred stock PRESCOTT proceeding proposal or plan protective committee provisions proxies or deposits question real-estate reason receiver receivership Reconstruction Finance Corporation represent respect section 77B Securities Act Securities and Exchange security holders solicitation statement subdivision thereof tion Title & Trust trustee underwriter voluntary readjustment WOLVERTON
Popular passages
Page 463 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, documentary or otherwise, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Page 539 - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
Page 467 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The...
Page 500 - ... to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
Page 480 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347...
Page 467 - A copy of such petition shall be forthwith served upon any member of the Commission, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, and enforce or set aside such order, in whole or in part.
Page 533 - ... the judge shall approve the plan if satisfied that: (1) It complies with the provisions of subsection (b) of this section, is fair and equitable, affords due recognition to the rights of each class of creditors and stockholders...
Page 135 - ... or be held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions of this section.
Page 373 - Commission for that purpose, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, or set aside such order, in whole or in part.