To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in Reorganizations, Etc. Hearing[s] Before the Committee on Interstate and Foreign Commerce, House of Representatives, Seventy-fifth Congress, First Session, on H.R. 6968, to Amend the Securities Act of 1933, as Amended, by Adding Thereto a New Title, Providing for the Regulation of the Solicitation, in Interstate and Foreign Commerce and Through the Mails, of Proxies, Deposits, and Assents in Connection with Certain Reorganizationss, Voluntary Readjustments and Debt Arrangements; and for Other Purposes. June 8-July 21, 1937 |
From inside the book
Results 1-5 of 100
Page 7
... issue under section 6 or section 7 , or whether a stop order should issue under section 9. If the declarant or any authorized solicitor designated in the declaration or any director , officer , employee , agent , or attorney of either ...
... issue under section 6 or section 7 , or whether a stop order should issue under section 9. If the declarant or any authorized solicitor designated in the declaration or any director , officer , employee , agent , or attorney of either ...
Page 27
... issue an undesirable , and in many ways , a definitely harmful practice . This observation is equally applicable to all types of reorganization situations whether foreign or municipal debt rearrangements , voluntary readjustments , or ...
... issue an undesirable , and in many ways , a definitely harmful practice . This observation is equally applicable to all types of reorganization situations whether foreign or municipal debt rearrangements , voluntary readjustments , or ...
Page 78
... issue of stock . It looked most innocent in the plan . They were doing us a favor . They were giving us a million and three quarters dollars . But that is a prize well worth struggling for . Mr. MAPES . May I interpose to ask you a ...
... issue of stock . It looked most innocent in the plan . They were doing us a favor . They were giving us a million and three quarters dollars . But that is a prize well worth struggling for . Mr. MAPES . May I interpose to ask you a ...
Page 109
... issues that have been reorganized locally were relatively small , the amounts which were involved , to which it would be necessary to add the greater expense of such issues . Commissioner DOUGLAS . That raises another question as to ...
... issues that have been reorganized locally were relatively small , the amounts which were involved , to which it would be necessary to add the greater expense of such issues . Commissioner DOUGLAS . That raises another question as to ...
Page 110
... issue would be his issue for the purpose of this statute , although he was not personally responsible on it , and only his property was subject to it . Mr. MARTIN . Would there be a personal liability against him as well as a property ...
... issue would be his issue for the purpose of this statute , although he was not personally responsible on it , and only his property was subject to it . Mr. MARTIN . Would there be a personal liability against him as well as a property ...
Common terms and phrases
agency amended amount appointed approved assents attorneys authorized bank Bankruptcy Act bondholders BULWINKLE Cameron County certificates of deposit CHAIRMAN Chandler bill Chicago Title COLE Commissioner DOUGLAS Conservator counsel court creditor or stockholder debt arrangement debtor corporation declaration default deposit agreements disapproval district dollar effective equity Exchange Commission exemption Federal fees and expenses filed foreclosure houses of issue independent contractor individual debtor investigation investment bankers investors issuer judge jurisdiction Lea bill LOWENTHAL MAPES matter ment mittee mortgage municipal paid payment percent person petition Philadelphia Co plan of reorganization preferred stock PRESCOTT proceeding proposal or plan protective committee provisions proxies or deposits question real-estate reason receiver receivership Reconstruction Finance Corporation represent respect section 77B Securities Act Securities and Exchange security holders solicitation statement subdivision thereof tion Title & Trust trustee underwriter voluntary readjustment WOLVERTON
Popular passages
Page 463 - ... no individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, documentary or otherwise, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Page 539 - If any party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the...
Page 467 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The...
Page 500 - ... to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
Page 480 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347...
Page 467 - A copy of such petition shall be forthwith served upon any member of the Commission, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, and enforce or set aside such order, in whole or in part.
Page 533 - ... the judge shall approve the plan if satisfied that: (1) It complies with the provisions of subsection (b) of this section, is fair and equitable, affords due recognition to the rights of each class of creditors and stockholders...
Page 135 - ... or be held to mean that the Commission has in any way passed upon the merits of, or given approval to, such security. It shall be unlawful to make, or cause to be made, to any prospective purchaser any representation contrary to the foregoing provisions of this section.
Page 373 - Commission for that purpose, and thereupon the Commission shall certify and file in the court a transcript of the record upon which the order complained of was entered. Upon the filing of such transcript such court shall have exclusive jurisdiction to affirm, modify, or set aside such order, in whole or in part.