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" Commission may also by informal written notice require the filing of other statements in addition to, or in substitution for, the statements herein required in any case where such statements are necessary or appropriate for an adequate presentation of... "
The Code of Federal Regulations of the United States of America - Page 104
1970
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The Code of Federal Regulations of the United States of America

Administrative law - 1970 - 536 pages
...Persons. There shall be filed such other verified financial statements with respect to unconsolidated subsidiaries and other persons as are material to...necessary for the protection of investors. INSTRUCTIONS AS то EXHIBITS Subject to the provisions regarding incorporation by reference, the following exhibits...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1971 - 600 pages
...filing in substitution therefor of appropriate statements of comparable character. The Board may also require the filing of other statements in addition...investors. INSTRUCTIONS As To EXHIBITS Subject to provisions regarding incorporation by reference, the following exhibits shall be filed as part of the...
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The Code of Federal Regulations of the United States of America

Administrative law - 1993 - 680 pages
...or the filing In substitution therefor of appropriate statements of comparable character. The FDIC may also by informal written notice require the filing...otherwise necessary for the protection of investors. PART III— [SEE GENERAL INSTRUCTION P(3)] Item 9— Directors and Principal Officers of the Bank (a)...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1967 - 798 pages
...filing In substitution therefor of appropriate statements of comparable character. The Board may also require the filing of other statements In addition...necessary for the protection of Investors. INSTRUCTIONS Aa To EXHIBITS Subject to provisions regarding Incorporation by reference, the following exhibits shall...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1984 - 1238 pages
...filing in substitution therefor of appropriate statements of comparable character. The Board may also require the filing of other statements in addition...otherwise necessary for the protection of investors. E. Historical Financial Information. 10. Scope of Part E. The information required by Part E shall...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1998 - 528 pages
...therefor of appropriate statements of comparable character. The Office may also require the inclusion of other statements in addition to, or in substitution...statements are otherwise necessary for the protection of account holders and others. Item 15. Consents of Experts and Reports (a) The proxy statement shall...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1997 - 538 pages
...therefor of appropriate statements of comparable character. The Office may also require the inclusion of other statements in addition to, or in substitution...statements are otherwise necessary for the protection of account holders and others. Item 15. Consents of Experts and Reports (a) The proxy statement shall...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 2001 - 742 pages
...character. The Commission may also by informal written notice require the filing of other financial statements in addition to, or in substitution for,...otherwise necessary for the protection of investors. § 210.3-14 Special instructions for real estate operations to be acquired. (a) If, during the period...
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Code of Federal Regulations: Containing a Codification of Documents of ...

Administrative law - 1998 - 784 pages
...character. The Commission may also by informal written notice require the filing of other financial ng ش 䥵 0 i ڬ ."X 1949 Office...as In-vestment advisers. (3) To issue notices, un S 210.3-14 Special Instructions for real estate operation* to be acquired. (a) If, during the period...
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The Code of Federal Regulations of the United States of America

Administrative law - 1968 - 768 pages
...character. The Commission may also by Informal written notice require the filing of other financial statements in addition to, or in substitution for,...otherwise necessary for the protection of investors. G. Preparation of Part II. Part II of the registration statement shall contain the numbers and captions...
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