ALI-ABA Course of Study on SEC Rule 144--Restricted Securities and Non-underwritten DistributionJoint committee on Continuing Legal Education of the American Law Institute and the American Bar Association, 1972 - Privately placed securities - 243 pages |
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Page 25
... Corporation , CCH Fed . Sec . L. Rep . 78,026 . See also Statement of Charles Shreve , quoted in Problems of ... Corporation [ 38 SEC 226 ( 1958 ) ] , Skiatron Electronic and Television Corporation [ 40 SEC 236 ( 1960 ) ] , and Bennett ...
... Corporation , CCH Fed . Sec . L. Rep . 78,026 . See also Statement of Charles Shreve , quoted in Problems of ... Corporation [ 38 SEC 226 ( 1958 ) ] , Skiatron Electronic and Television Corporation [ 40 SEC 236 ( 1960 ) ] , and Bennett ...
Page 39
... corporation in the hands of the shareholders of that corporation would be tacked onto the holding period of the shares received by them as the result of the business combination . And , At the moment there is no such tacking permitted ...
... corporation in the hands of the shareholders of that corporation would be tacked onto the holding period of the shares received by them as the result of the business combination . And , At the moment there is no such tacking permitted ...
Page 189
... corporations have established reverse stock options granting decedent's executors the right to sell decedent's stock in a corporation to that corporation at a small discount , perhaps 10 per cent below the current fair market value , to ...
... corporations have established reverse stock options granting decedent's executors the right to sell decedent's stock in a corporation to that corporation at a small discount , perhaps 10 per cent below the current fair market value , to ...
Contents
MORNING SESSION | 1 |
The Statutory Framework | 11 |
The Fungibility Doctrine | 23 |
Copyright | |
12 other sections not shown
Common terms and phrases
90 days ABA ALL ABA account executive affiliate aggregate aggregation problem amount of securities apply April 15 BIALKIN broker broker-dealer broker's transaction brokerage firm Bruce cent change of circumstances CIONE client Commission compliance controlling person convertible securities Corporation dealer disclosure effect exemption Ezra fact filed FITZPATRICK fungibility going holder of restricted holding period interpretation investment intent investor issue issuer legend MANN market-maker Merrill Lynch NASDAQ no-action letter number of shares opinion paragraph pledgee pledgor private placement problem prospectus provisions public offering purchased question Ray Garrett registration statement release reporting company resale restricted securities restricted stock Section securities acquired Securities Act securities sold sell under Rule seller shelf registration situation solicitation SOMMER staff suppose tacking thing tion trading transfer agent underwriter unsolicited view to distribution wants to sell WEISS WHEAT York Stock Exchange