Stock Exchange Practices: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First-[second] Session, on S. Res. 84 (72d Congress) a Resolution to Investigate Practices of Stock Exchanges with Respect to the Buying and Selling and the Borrowing and Lending of Listed Securities, and S. Res. 56 (73d Congress) a Resolution to Investigate the Matter of Banking Operations and Practices, the Issuance and Sale of Securities, and the Trading Therein ..U.S. Government Printing Office, 1934 - Stock exchanges |
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Page 7519
... profit - sharing arrangements . Insofar as it may require disclosure of names of individuals benefitting by bonus and ... profits shared thereunder . Section 11 ( b ) ( II ) ( 7 ) : This provides for disclosure of the particulars of ...
... profit - sharing arrangements . Insofar as it may require disclosure of names of individuals benefitting by bonus and ... profits shared thereunder . Section 11 ( b ) ( II ) ( 7 ) : This provides for disclosure of the particulars of ...
Page 7591
... profits of more than $ 19,000,000 , he ended up with a bigger percentage of control of the Cities Service Co. than he had before he made the profit . Now , in fairness to Mr. Doherty I must say that the whole arrange- ment was described ...
... profits of more than $ 19,000,000 , he ended up with a bigger percentage of control of the Cities Service Co. than he had before he made the profit . Now , in fairness to Mr. Doherty I must say that the whole arrange- ment was described ...
Page 7595
... profits on the books of the companies that issued and sold those securities to other units of the Insull system . On the statements or balance sheets they were able to so reflect those large profits that they sold to the public millions ...
... profits on the books of the companies that issued and sold those securities to other units of the Insull system . On the statements or balance sheets they were able to so reflect those large profits that they sold to the public millions ...
Page 7612
... profit on it , but the Securities Co. was just the alter ego of the Associated Gas & Electric Co. itself . Thus I have tried to describe two kinds of profits that the Securi- ties Co. counted on its books , due largely to the arbitrary ...
... profit on it , but the Securities Co. was just the alter ego of the Associated Gas & Electric Co. itself . Thus I have tried to describe two kinds of profits that the Securi- ties Co. counted on its books , due largely to the arbitrary ...
Page 7613
... profit or earnings and carried it into surplus . It is not earnings ; it is paid - in capital . Senator KEAN . Yes ; but it is the profit that they made on selling the stock and a profit above what they valued the stock at . Mr. PECORA ...
... profit or earnings and carried it into surplus . It is not earnings ; it is paid - in capital . Senator KEAN . Yes ; but it is the profit that they made on selling the stock and a profit above what they valued the stock at . Mr. PECORA ...
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Common terms and phrases
amendments amount and/or joint account answer Bache & Co bill bonds Broadway Bros capital cash CHAIRMAN Cities Service Company Cleveland collateral COMMITTEE EXHIBIT common stock Corporation dealer December 31 defendant Backus deposits directors E. A. Pierce E. F. Hutton Federal reserve bank Federal Reserve Board Federal Trade Commission furnish Gas & Electric Guardian Trust HEALY Hotel Hollenden income interest investment investors J. S. Bache loans loss MEEHAN member banks member firms member partners national securities exchange Number of member number of shares officers operations options PECORA percent person profits provision purchase question questionnaire receivership REDMOND rules and regulations Senator ADAMS Senator BARKLEY Senator GORE Senator KEAN Senator McADOO Senator WALCOTT Short speculation statement stockholders subsidiaries syndicate tion total number transactions UNTERMYER Vice president Washington WHITNEY Witt York City York Curb Exchange York Stock Exchange
Popular passages
Page 7756 - If either party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the hearing before the Commission, the court may order such additional evidence to be taken before the Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper.
Page 7638 - The genius and character of the whole government seem to be, that its action is to be applied to all the external concerns of the nation, and to those internal concerns which affect the states generally ; but not to those which are completely within a particular state, which do not affect other states, and with which it is not necessary to interfere for the purpose of executing some of the general powers of the government.
Page 7757 - ... to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
Page 7756 - Commission be modified or set aside in whole or in part. A copy of such petition shall be forthwith served upon...
Page 7754 - A vacancy in the commission shall not impair the right of the remaining commissioners to exercise all the powers of the commission.
Page 7756 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts, or make new findings, by reason of the additional evidence so taken...
Page 7757 - Columbia, within the jurisdiction of which the inquiry is carried on or within the jurisdiction of which said person guilty of contumacy or refusal to obey is found or resides or transacts business...
Page 7699 - That he is the applicant in the foregoing application, that he has read the same and knows the contents thereof, and that the same is true of his own knowledge, except as to the matters therein stated on information and belief, and as to those matters he believes it to be true.
Page 7753 - ... security" or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing.
Page 7754 - ... to employ and fix the compensation of such attorneys, special experts, examiners, clerks, and other employees as it may from time to time find necessary for the proper performance of its duties and as may be from time to time appropriated for by Congress.