Stock Exchange Practices: Hearings Before the Committee on Banking and Currency, United States Senate, Seventy-third Congress, First-[second] Session, on S. Res. 84 (72d Congress) a Resolution to Investigate Practices of Stock Exchanges with Respect to the Buying and Selling and the Borrowing and Lending of Listed Securities, and S. Res. 56 (73d Congress) a Resolution to Investigate the Matter of Banking Operations and Practices, the Issuance and Sale of Securities, and the Trading Therein ..U.S. Government Printing Office, 1934 - Stock exchanges |
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Page 7407
... NECESSARY LEGISLATION , UNDER THE TAXING POWER OR OTHER FEDERAL POWERS ᏢᎪᎡᎢ 16 National Securities Exchange Act ( continued ) MARCH 23 TO APRIL 5 , 1934 Printed for the use of the Committee on Banking and Currency 175541 UNITED ...
... NECESSARY LEGISLATION , UNDER THE TAXING POWER OR OTHER FEDERAL POWERS ᏢᎪᎡᎢ 16 National Securities Exchange Act ( continued ) MARCH 23 TO APRIL 5 , 1934 Printed for the use of the Committee on Banking and Currency 175541 UNITED ...
Page 7415
... necessary penalties be enacted to guarantee the accomplishment of these purposes . The Board is not primarily concerned with the features of the bill with re- gard to the policing or regulating of the exchange , but feels that these ...
... necessary penalties be enacted to guarantee the accomplishment of these purposes . The Board is not primarily concerned with the features of the bill with re- gard to the policing or regulating of the exchange , but feels that these ...
Page 7418
... necessary extent to compel observance of this statute . Mr. BLACK . Well , I would hope that the exchanges would obey the law in very large part . Senator MCADOO . Well , we hope for that in the case of all laws , but whether or not we ...
... necessary extent to compel observance of this statute . Mr. BLACK . Well , I would hope that the exchanges would obey the law in very large part . Senator MCADOO . Well , we hope for that in the case of all laws , but whether or not we ...
Page 7419
... necessary machinery for the administration of justice in order to enforce them . Senator GORE . Oh , yes ; that was true about prohibition . Senator ADAMS . We have had laws against false pretenses on the statute books for years , and ...
... necessary machinery for the administration of justice in order to enforce them . Senator GORE . Oh , yes ; that was true about prohibition . Senator ADAMS . We have had laws against false pretenses on the statute books for years , and ...
Page 7427
... necessary in America to have stock exchanges in order to have a free market for equity securities in America . Senator GORE . And legitimate speculation , if you want to call gambling illegitimate speculation and the other category ...
... necessary in America to have stock exchanges in order to have a free market for equity securities in America . Senator GORE . And legitimate speculation , if you want to call gambling illegitimate speculation and the other category ...
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Common terms and phrases
amendments amount and/or joint account answer Bache & Co bill bonds Broadway Bros capital cash CHAIRMAN Cities Service Company Cleveland collateral COMMITTEE EXHIBIT common stock Corporation dealer December 31 defendant Backus deposits directors E. A. Pierce E. F. Hutton Federal reserve bank Federal Reserve Board Federal Trade Commission furnish Gas & Electric Guardian Trust HEALY Hotel Hollenden income interest investment investors J. S. Bache loans loss MEEHAN member banks member firms member partners national securities exchange Number of member number of shares officers operations options PECORA percent person profits provision purchase question questionnaire receivership REDMOND rules and regulations Senator ADAMS Senator BARKLEY Senator GORE Senator KEAN Senator McADOO Senator WALCOTT Short speculation statement stockholders subsidiaries syndicate tion total number transactions UNTERMYER Vice president Washington WHITNEY Witt York City York Curb Exchange York Stock Exchange
Popular passages
Page 7756 - If either party shall apply to the court for leave to adduce additional evidence, and shall show to the satisfaction of the court that such additional evidence is material and that there were reasonable grounds for failure to adduce such evidence in the hearing before the Commission, the court may order such additional evidence to be taken before the Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper.
Page 7638 - The genius and character of the whole government seem to be, that its action is to be applied to all the external concerns of the nation, and to those internal concerns which affect the states generally ; but not to those which are completely within a particular state, which do not affect other states, and with which it is not necessary to interfere for the purpose of executing some of the general powers of the government.
Page 7757 - ... to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
Page 7756 - Commission be modified or set aside in whole or in part. A copy of such petition shall be forthwith served upon...
Page 7754 - A vacancy in the commission shall not impair the right of the remaining commissioners to exercise all the powers of the commission.
Page 7756 - Commission and to be adduced upon the hearing in such manner and upon such terms and conditions as to the court may seem proper. The Commission may modify its findings as to the facts, or make new findings, by reason of the additional evidence so taken...
Page 7757 - Columbia, within the jurisdiction of which the inquiry is carried on or within the jurisdiction of which said person guilty of contumacy or refusal to obey is found or resides or transacts business...
Page 7699 - That he is the applicant in the foregoing application, that he has read the same and knows the contents thereof, and that the same is true of his own knowledge, except as to the matters therein stated on information and belief, and as to those matters he believes it to be true.
Page 7753 - ... security" or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing.
Page 7754 - ... to employ and fix the compensation of such attorneys, special experts, examiners, clerks, and other employees as it may from time to time find necessary for the proper performance of its duties and as may be from time to time appropriated for by Congress.