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" security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable... "
Code of Federal Regulations: Containing a Codification of Documents of ... - Page 5
1972
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 439

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - Law reports, digests, etc - 1980
...issues. 7 Section 2(1) of the Securities Act, as amended, 15 U. 8. C. § 77b (1), defines a "security" as "any note, stock, treasury stock, bond, debenture,...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." The definition of a "security" in § 3 (a) (10 of the Securities Exchange...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - Corporation law - 1968
...interest or instrument commonly known as a ' security , or any certificate of interest or trticipation in, temporary or interim certificate for, receipt...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." (b) Paragraph (4) of such section 2 is amended to read as follows...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - Corporation law - 1938 - 44 pages
...certificate of interest or participation in any profit-sharing agreement, collateral-trust certincatej preorganization certificate or subscription, transferable...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." (b) Paragraph (4) of such section 2 is amended to read as follows...
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Decisions and Reports

United States. Securities and Exchange Commission - Securities - 1941
...preorganization certificate or subscription, transferable share, investment contract, voting trust certificate, certificate of deposit for a security,...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. The interest in question is evidenced by a so-called "mineral rights...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - Investments - 1940 - 145 pages
...payments made on such certificate are invested, as well as the sales load on the certificate itself. (35) "Security" means any note, stock, treasury stock,...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. (36) "Short-term paper" means any note, draft, bill of exchange, or...
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United States Code: Containing the General and Permanent Laws of the United ...

United States - Law - 1953
...§77b. Definitions. When used in this subchapter, unless the context otherwise requires — (1) The term ch petition has been duly filed within such time, the Commission may at any time, after purchase, any of the foregoing. (3) The term "sale", "sell", "offer to sell", or "offer for sale" shall...
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United States Code

United States - Law - 2000
...currency, or, in general, any interest or instrument commonly known as a "security", or any certifícate of Interest or participation in, temporary or interim...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. (2) The term "person" means an individual, a corporation, a partnership,...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volume 3

United States. Congress. House. Committee on Interstate and Foreign Commerce - Securities - 1942
...definition of a "security" now contained in section 2 (1) of the act. That subsection reads: The term "security" means any note, stock, treasury stock,...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. As you will note, the definition does not mention employee savings...
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volume 320

United States. Supreme Court - Courts - 1944
...interest or participation in any profit-sharing agreement, collateral-trust certificate, preoiganization certificate or subscription, transferable share, investment...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." 7 In the first edition of Statutes and Statutory Construction by Sutherland...
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United States Reports: Cases Adjudged in the Supreme Court, Volume 328

United States. Supreme Court - Law reports, digests, etc - 1947
...reaching a negative answer to this problem, treated the contracts and deeds * "The term 'or •nirity' means any note, stock, treasury stock, bond, debenture,...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." Opinion of the Court. 328 US as separate transactions involving no...
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