Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 2000 - Securities |
From inside the book
Results 1-3 of 90
Page 16-191
... investors about investing in the limited part- nerships , directly communicating to investors over the telephone and through their tax and securities opinions in connection with the in- vestors ' decisions to purchase limited ...
... investors about investing in the limited part- nerships , directly communicating to investors over the telephone and through their tax and securities opinions in connection with the in- vestors ' decisions to purchase limited ...
Page 16-194
... investors a tax deduction without a cash outlay . In order to secure its loan to the partnership , the bank obtained letters of cred- it from investors , equivalent to 116 percent of each investor's financial commitment to the program ...
... investors a tax deduction without a cash outlay . In order to secure its loan to the partnership , the bank obtained letters of cred- it from investors , equivalent to 116 percent of each investor's financial commitment to the program ...
Page 1
... investors , 11.09 [ 3 ] [ d ] See also Nonpublic offerings Offerings to , see Offerings to accredited investors See also Limited offering exemptions , Common definitions : Rule 501 Accredited person Limitation on purchasers under ...
... investors , 11.09 [ 3 ] [ d ] See also Nonpublic offerings Offerings to , see Offerings to accredited investors See also Limited offering exemptions , Common definitions : Rule 501 Accredited person Limitation on purchasers under ...
Other editions - View all
Common terms and phrases
1990 Transfer Binder 1A CCH 2d Cir 5th Cir A.G. Edwards action alleged Alloyd American apply arbitration Assocs broker-dealer buyer civil liability claim Code Ann Commission communication consideration paid court found Dahl Dean Witter Reynolds defendant defendant's delivery disclosure district court E.F. Hutton equitable tolling exemption federal fraud fraudulent Fund Indus infra Int'l interest interpretation investment investors issue issuer Jefferies & Co Litig mails material fact Merrill Lynch misrepresentations N.D. Cal N.D. Ill Nat'l Bank offer or sale offeror omission opinion pari delicto parties Partnership person Pinter plaintiff provisions public offering purchaser reasonable registration statement remedy rescission offer Rule S.E.C. Docket Section 12 sections and footnotes Securities Act securities laws Sept shares solicitation Stat statute of limitations Supp supra Supreme Court tender tion transaction Transfer Binder Trust underwriter violation of Section Wilko