Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 2000 - Securities |
From inside the book
Results 1-3 of 98
Page 16-214
... fact involv- ing the application of a legal standard to a particular set of facts.7 Nor- mally , the question of materiality is reserved for the trier of fact . It can be resolved on summary judgment only if the established omis- sions ...
... fact involv- ing the application of a legal standard to a particular set of facts.7 Nor- mally , the question of materiality is reserved for the trier of fact . It can be resolved on summary judgment only if the established omis- sions ...
Page 16-216
... Facts At common law , words that assert the existence of a fact are misrep- resented if the fact does not exist . A fact includes not only the exis- tence of a tangible thing , the happening of a particular event , and the relationship ...
... Facts At common law , words that assert the existence of a fact are misrep- resented if the fact does not exist . A fact includes not only the exis- tence of a tangible thing , the happening of a particular event , and the relationship ...
Page 16-217
... fact - opinion dichotomy , 2.2 especially where it is asserted by a broker - dealer or other professional in the securities industry who makes a representation as to the quality of the security he sells . In such a case , a court is ...
... fact - opinion dichotomy , 2.2 especially where it is asserted by a broker - dealer or other professional in the securities industry who makes a representation as to the quality of the security he sells . In such a case , a court is ...
Other editions - View all
Common terms and phrases
1990 Transfer Binder 1A CCH 2d Cir 5th Cir A.G. Edwards action alleged Alloyd American apply arbitration Assocs broker-dealer buyer civil liability claim Code Ann Commission communication consideration paid court found Dahl Dean Witter Reynolds defendant defendant's delivery disclosure district court E.F. Hutton equitable tolling exemption federal fraud fraudulent Fund Indus infra Int'l interest interpretation investment investors issue issuer Jefferies & Co Litig mails material fact Merrill Lynch misrepresentations N.D. Cal N.D. Ill Nat'l Bank offer or sale offeror omission opinion pari delicto parties Partnership person Pinter plaintiff provisions public offering purchaser reasonable registration statement remedy rescission offer Rule S.E.C. Docket Section 12 sections and footnotes Securities Act securities laws Sept shares solicitation Stat statute of limitations Supp supra Supreme Court tender tion transaction Transfer Binder Trust underwriter violation of Section Wilko