Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 2000 - Securities |
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Results 1-3 of 52
Page 16-88
... Pinter's Black Gold Oil Company and Dahl was to have a right of first refusal to drill wells in the future . Pinter's extensive search produced the desired leases . Dahl toured the properties in Texas several times and reviewed the ...
... Pinter's Black Gold Oil Company and Dahl was to have a right of first refusal to drill wells in the future . Pinter's extensive search produced the desired leases . Dahl toured the properties in Texas several times and reviewed the ...
Page 16-89
... Pinter's offering of oil and gas interests was not exempted from registration . It found that Pinter's evidence did not support his counterclaim against Dahl . Apparently , the court also rejected the equitable defenses.5 A divided ...
... Pinter's offering of oil and gas interests was not exempted from registration . It found that Pinter's evidence did not support his counterclaim against Dahl . Apparently , the court also rejected the equitable defenses.5 A divided ...
Page 16-169
... Pinter v . Dahl3 interpreted the statute to encompass not merely persons who pass title but also brokers and others who " suc- cessfully solicit [ ] the purchaser , motivated at least in part by a desire to serve [ their ] own financial ...
... Pinter v . Dahl3 interpreted the statute to encompass not merely persons who pass title but also brokers and others who " suc- cessfully solicit [ ] the purchaser , motivated at least in part by a desire to serve [ their ] own financial ...
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Common terms and phrases
1990 Transfer Binder 1A CCH 2d Cir 5th Cir A.G. Edwards action alleged Alloyd American apply arbitration Assocs broker-dealer buyer civil liability claim Code Ann Commission communication consideration paid court found Dahl Dean Witter Reynolds defendant defendant's delivery disclosure district court E.F. Hutton equitable tolling exemption federal fraud fraudulent Fund Indus infra Int'l interest interpretation investment investors issue issuer Jefferies & Co Litig mails material fact Merrill Lynch misrepresentations N.D. Cal N.D. Ill Nat'l Bank offer or sale offeror omission opinion pari delicto parties Partnership person Pinter plaintiff provisions public offering purchaser reasonable registration statement remedy rescission offer Rule S.E.C. Docket Section 12 sections and footnotes Securities Act securities laws Sept shares solicitation Stat statute of limitations Supp supra Supreme Court tender tion transaction Transfer Binder Trust underwriter violation of Section Wilko