Exempted Transactions Under the Securities Act of 1933, Volumes 1-5; Volume 7, Parts 1-4C. Boardman Company, 2000 - Securities |
From inside the book
Results 1-3 of 66
Page 16-122
... holding that Sec- tion 12 ( a ) ( 2 ) “ does not authorize an offset of tax benefits received by a defrauded investor against the investor's rescissory recovery , either as income received ' or as a return of ' consideration . ' " 8 The ...
... holding that Sec- tion 12 ( a ) ( 2 ) “ does not authorize an offset of tax benefits received by a defrauded investor against the investor's rescissory recovery , either as income received ' or as a return of ' consideration . ' " 8 The ...
Page 29
... Holding companies , see Reorganization of bank or savings association into holding company : Section 3 ( a ) ( 12 ) Holding period Purchase from issuer with view to distribution , 9.02 [ 2 ] [ a ] [ ii ] [ A ] Resale of restricted ...
... Holding companies , see Reorganization of bank or savings association into holding company : Section 3 ( a ) ( 12 ) Holding period Purchase from issuer with view to distribution , 9.02 [ 2 ] [ a ] [ ii ] [ A ] Resale of restricted ...
Page 77
... holding company : Section 3 ( a ) ( 12 ) Reorganization of bank or savings association into holding company : Section 3 ( a ) ( 12 ) Exchange requirement , 5.04 Overview , 5.04 [ 1 ] Problem of integration , 5.04 [ 3 ] Security holders ...
... holding company : Section 3 ( a ) ( 12 ) Reorganization of bank or savings association into holding company : Section 3 ( a ) ( 12 ) Exchange requirement , 5.04 Overview , 5.04 [ 1 ] Problem of integration , 5.04 [ 3 ] Security holders ...
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1990 Transfer Binder 1A CCH 2d Cir 5th Cir A.G. Edwards action alleged Alloyd American apply arbitration Assocs broker-dealer buyer civil liability claim Code Ann Commission communication consideration paid court found Dahl Dean Witter Reynolds defendant defendant's delivery disclosure district court E.F. Hutton equitable tolling exemption federal fraud fraudulent Fund Indus infra Int'l interest interpretation investment investors issue issuer Jefferies & Co Litig mails material fact Merrill Lynch misrepresentations N.D. Cal N.D. Ill Nat'l Bank offer or sale offeror omission opinion pari delicto parties Partnership person Pinter plaintiff provisions public offering purchaser reasonable registration statement remedy rescission offer Rule S.E.C. Docket Section 12 sections and footnotes Securities Act securities laws Sept shares solicitation Stat statute of limitations Supp supra Supreme Court tender tion transaction Transfer Binder Trust underwriter violation of Section Wilko