The 10b Series of Rules |
From inside the book
Results 1-3 of 36
Page 20
... standard ( amount of plaintiff investigation or care required to establish reasonable- ness of his reliance depends ... standard : List v . Fashion Park , 340 F.2d 457 ( 2d Cir . 1965 ) , cert . denied 382 U.S. 811 ( 1965 ) . Subjective ...
... standard ( amount of plaintiff investigation or care required to establish reasonable- ness of his reliance depends ... standard : List v . Fashion Park , 340 F.2d 457 ( 2d Cir . 1965 ) , cert . denied 382 U.S. 811 ( 1965 ) . Subjective ...
Page 101
... standard is merely a matter of semantics within unique case circumstances or a broaden- ing of the courts ' discretionary powers is unclear in the light of subsequent decisions based upon both the ' likeli- hood ' standard , SEC v ...
... standard is merely a matter of semantics within unique case circumstances or a broaden- ing of the courts ' discretionary powers is unclear in the light of subsequent decisions based upon both the ' likeli- hood ' standard , SEC v ...
Page 216
... standard that a fact is material " if its existence or non - existence is a matter to which a reason- able man would attach importance in determining his choice of action in the transaction in question " , and added that " a standard ...
... standard that a fact is material " if its existence or non - existence is a matter to which a reason- able man would attach importance in determining his choice of action in the transaction in question " , and added that " a standard ...
Common terms and phrases
2d Cir 7th Cir affiliates American Stock Exchange anti-fraud apply audit broker broker-dealer Bromberg buyer CCH Fed cert Chris-Craft Industries civil liability client Companies Bill connection Corp corporate court dealer deceptive derivative suit directors disclose disclosure dissemination distribution effect equity Exchange Act Release Exchange Commission exemption F.Supp fact filed financial community fraud Gardner Grubb & Ellis guidelines injunctive relief insider insider trading interest investors involving issuer limited Marder market information market maker material information ment merger Monsanto's offeree representative opinion letter person acting plaintiff professional provisions public offering pursuant reasonable registration statement relationship Rule sale of securities Schiffman scienter Section 4(2 Securities Act Release Securities and Exchange Securities Exchange Act securities laws securities transactions sell seller shareholders shares shelf registration sold specified standard subparagraph Supp supra Texas Gulf Sulphur tion tippee Touche Touche's trading trans underwriter undisclosed unregistered USF's violation