The 10b Series of Rules |
From inside the book
Results 1-3 of 36
Page 29
... directors are in a con- flict ) , it may be possible to view the corporation as " deceived " ( know- ledge of directors in a conflict position not being imputed to it under general agency principles ) , but it is at least arguable that ...
... directors are in a con- flict ) , it may be possible to view the corporation as " deceived " ( know- ledge of directors in a conflict position not being imputed to it under general agency principles ) , but it is at least arguable that ...
Page 30
... directors alleging exchange of shares with another company at unfavorable ratio , there being signi- ficant share interlock , dismissed by court which found no deception since directors fully informed and reverted to Birnbaum ...
... directors alleging exchange of shares with another company at unfavorable ratio , there being signi- ficant share interlock , dismissed by court which found no deception since directors fully informed and reverted to Birnbaum ...
Page 74
... Directors . 29. The Corporate Long - Range Plans were the product of many people , starting from " front - line salesmen " and were ultimately presented to the Board of Directors so that its members ' judgments could be incorpo- rated ...
... Directors . 29. The Corporate Long - Range Plans were the product of many people , starting from " front - line salesmen " and were ultimately presented to the Board of Directors so that its members ' judgments could be incorpo- rated ...
Common terms and phrases
2d Cir 7th Cir affiliates American Stock Exchange anti-fraud apply audit broker broker-dealer Bromberg buyer CCH Fed cert Chris-Craft Industries civil liability client Companies Bill connection Corp corporate court dealer deceptive derivative suit directors disclose disclosure dissemination distribution effect equity Exchange Act Release Exchange Commission exemption F.Supp fact filed financial community fraud Gardner Grubb & Ellis guidelines injunctive relief insider insider trading interest investors involving issuer limited Marder market information market maker material information ment merger Monsanto's offeree representative opinion letter person acting plaintiff professional provisions public offering pursuant reasonable registration statement relationship Rule sale of securities Schiffman scienter Section 4(2 Securities Act Release Securities and Exchange Securities Exchange Act securities laws securities transactions sell seller shareholders shares shelf registration sold specified standard subparagraph Supp supra Texas Gulf Sulphur tion tippee Touche Touche's trading trans underwriter undisclosed unregistered USF's violation