Item 7-Enter the name and address of ultimate consignee(s) presently approved on Project License."

Item 8-Enter the name and address of intermediate consignee(s) not presently approved on the Project License.

Item 9-Enter the name and address of ultimate consignee(s) not presently approved on the Project License.5

Item 10-Enter the name and address of intermediate consignee(s) presently approved on the Project License who will be deleted. Item 11-Enter the name and address of ultimate consignee(s) presently approved on the Project License who will be deleted."

Item 12-Enter in this space a brief description of the type of project, e.g., whether it is the construction of a specific installation; whether the items to be exported are to be used for the continued maintenance, repair, and operation of the installation, etc. For a construction type project, indicate the extent of completion and estimated completion date. Include also a concise justification for the continued use of this license. Item 13a-List only commodities requiring a validated license (including shipments which are exportable under General License GLV but which the licensee will ship under the Project License). Use broad descriptive categories corresponding with the commodity section and subheadings which appear in the Commodity Control List (§ 399.1 of this chapter). It is essential that the total for each commodity section heading listed in Item 13a include only commodities which will be shipped under the Project License.

Item 13b, 13c, and 13d-List the total value of each commodity section shown in Item 13a to be exported to Country Group T, to Country Group V, and to country group destinations other than T or V.

Item 13e-List as subtotals the sum of all exports listed in Items 13b, 13c, and 13d for each commodity section.

Item 13f-List separately the grand totals for all exports to Country Group T, to Country Group V, and to country group designations other than T or V combined for each commodity section. Where technical data related to the project is proposed for export, the Form FC-957 shall be accompanied by the information required by § 374.4(b) (4) (ii). This information may be entered on the Form FC-957 following the listing of commodities or on an attachment thereto. In addition, if not previously submitted, the request shall be accompanied by the certification set forth in paragraph (b) (1) of this section and a Form FC-988, Statement by Ultimate Consignee in Support of

See § 374.4 (b) (2) (i) relative to the manner in which ultimate consignees should be listed.

5 Form FC-957 may be obtained at all United States Department of Commerce Field Offices, and from the U.S. Department of Commerce, Office of Export Control, Washington, D.C., 20230.

Project License Application, from each ultimate consignee who will receive the data (see § 374.4(b) (3)).

Item 14-The application must be signed by the applicant or his agent.

(5) Statements regarding new consignees. Where a new ultimate consignee is to be added, Form FC-957 shall be accompanied by a statement from the new ultimate consignee (see § 374.4(b) (3)), as well as a statement from the United States exporter setting forth the information required by § 374.4 (b) (5) (iii).

(b) All other amendments—(1) Amendments required. (i) Requests for amendments to Project Licenses for purposes of adding an intermediate consignee, ultimate consignee, etc., shall be submitted to the Office of Export Control on a Form IA-763, Request for and Notice of Amendment Action, in accordance with the provisions of § 380.2 of this chapter. However, if the request for amendment is made together with a request for extension of the validity period of a Project License, the request for amendment may be included on Form FC-957 (see paragraph (a) of this section). In preparing Form IA-763, the space entitled "License Has Been or Will Be, Deposited With" shall not be completed by the applicant. Where a new ultimate consignee is proposed for addition, Form IA-763 shall be accompanied by a statement from the new ultimate consignee as described in § 374.4(b) (3) and by a statement from the United States exporter setting forth the information required by § 374.4(b) (5) (iii).

(ii) Where an amendment request is submitted for the purpose of adding technical data, the Form IA-763 shall include the certification set forth below and shall be accompanied by the information required by § 374.4(b) (4) (ii). In addition, a Form FC-988, Statement by Ultimate Consignee in Support of Project License, from each ultimate consignee who will receive the data shall accompany the amendment request as described in § 374.4(b) (3).

of a single commodity section in the statement of estimated requirements unless the grand total value of the shipments shown in the statement will be exceeded (see Note following § 374.4(b) (4) (i)).

NOTE: For transfer of Project License see § 380.1(c) of this chapter.

§ 374.8 Action by Office of Export Control on extensions or amendments to project license.

(a) Extension of validity period—(1) Approval. When a request for extension is approved, a Form FC-957, Application for and Notice of Extension of Project License, will be validated as described in § 374.5(a) (1) (i) and a copy returned to the applicant. In returning this validated notice, the Office of Export Control will indicate thereon any changes which have been made in the applicant's request or any special conditions which are attached to the Project License during the extended validity period. The Office of Export Control will notify Collectors of Customs of the approval action.

(2) Return without action. When a request for extension is returned without action, the application (Form FC-957) and associated documents will be returned to the applicant. The appropriate box ("RWA") in the official use space on the Form FC-957 will be checked. The reason for return of the application and any action required by the applicant will be indicated on Form FC-204-B, Advice on Application Returned Without Action, or by letter.

The

(3) Rejection. When an application is rejected, the original of Form FC-957 will be held in the Office of Export Control; the duplicate and triplicate copies will be returned to the applicant. appropriate box ("Rejected") in the official use space on the Form FC-957 will be checked. The reason for rejection will be indicated in the appropriate space on Form FC-204-A, Notification of Rejection, or by letter.

(b) All other amendments-(1) Approval. If an amendment request is approved, Form IA-763, Request for and Notice of Amendment Action, will be validated and a copy returned to the applicant in the manner described in § 380.2(h) of this chapter. The Office of Export Control will notify all Collectors of Customs of the approval action.

Export Control files and the duplicate and triplicate copies of the request will be returned to the applicant. The appropriate box ("RWA") in the official use space on the Form IA-763 will be checked. The reason for return without action and any action required by the application will be indicated on the Form IA-763 in the appropriate space or on an attachment thereto.

(3) Rejection. If a request for amendment is rejected, the original Form IA763 will be held in the Office of Export Control files; the duplicate and triplicate copies will be returned to the applicant. The appropriate box ("Rejected") in the official use space on the Form IA-763 will be checked. The reason for rejection will be indicated in the appropriate space on the Form IA-763 or an attachment thereto.

§ 374.9 Export clearance.

(a) General. Generally, the Office of Export Control will notify every Collector of Customs of the approval of a Project License within 15 days after dispatch of the license to the licensee. Therefore, an exporter should not plan to clear an exportation at an earlier date unless he has verified that notification has reached the Collector of Customs at the intended port of exit. In unusual circumstances the applicant may request specific earlier notification on the part of the Office of Export Control to one Collector of Customs in order that a specific emergency shipment or shipments may be cleared as soon as the applicant is notified of approval action by the Office of Export Control.

(b) Presentation of license or other approval action. When clearing shipments for export under a Project License, the licensee shall, on demand, show to the Collector of Customs either the original or a photostatic copy of the license or amendment. The license or amendment, however, is not required to be filed with the Collector of Customs.

(c) Shipper's export declaration. The Shipper's Export Declaration covering an exportation made under a Project License shall be prepared in accordance with standard instructions covering the preparation of Declarations except as modified by the following special instructions:

(1) Project license number. The Declaration shall include the Project Li

(2) Additional copy of declaration. When clearing shipments under a Project License, the licensee shall file with the Collector of Customs an additional copy of the Declaration. The licensee shall enter the symbol "DL" on the Declaration in the upper right corner.

NOTE: Although the Project License and extensions thereto describe the commodities in broad descriptive categories, commodity descriptions on the Declaration shall be more specific. The description of a commodity shall (1) conform to the applicable Commodity Control List description, and (2) incorporate any additional information where required by Schedule B (for example, type, size, or name of specific commodity).

(d) Mail shipments. Shipments by mail shall be made in accordance with the instructions contained in § 379.1(b) of this chapter.

(e) Shipments exportable under General License GLV. Notwithstanding any statement appearing on a Project License, a Project License holder may use either his Project License or General License GLV to export commodities which meet the provisions of General License GLV. The Project License, however, may not be used for shipments which can be made under any other general license.

§ 375.2

Application requirements.

(a) Application form and consignee list. An application for a Blanket (BLT) License shall be submitted on Form FC419, Application for Export License (Revised on or after January 1956),' with Form FC-420 Application Processing Card,' attached, and shall be accompanied by a list, in duplicate, of the proposed consignees, their addresses, and the quantity requested for each consignee. In preparing such a list, the applicant shall leave ample space between listings in order to enable Col

1 Forms FC-419 and FC-420 may be obtained at all United States Department of Commerce Field Offices and from the U.S. Department of Commerce, Office of Export Control, Washington, D.C., 20230.

Late revisions of Forms FC-419 and FC420 refer to the "Export Control Commodity No." instead of the "Schedule B No." Late revisions of Form FC-419 refer also to the "Commodity Control List" instead of the "Positive List" in the commodity description space. If earlier issuances of Forms FC-419 or FC-420 are used, these terms shall be changed, and the forms completed, accordingly.

lectors of Customs to enter quantities shipped to each named consignee.

(b) Preparation of application. In preparing a license application, the applicant shall write the words "BLT License" in the commodity description space, and enter:

(1) In the ultimate consignee space, the statement "See attached list of consignees";

(2) In the quantity space, the total quantity of material to be exported; and (3) In the value space, the unit price and the aggregate value of the material to be exported.

(1)

(c) Processing of applications. If the Office of Export Control finds that it will require an extended period of time to process a BLT License application because of the necessity for prolonged consideration of one or more proposed ultimate consignees, a BLT License will be issued excluding such consignees. By this method, undue delay will be avoided in processing the application. The Office of Export Control in such instances will notify the applicant that an individual license application may be submitted to cover each excluded consignee.

(2) In the event the entire quantity approved is less than that for which the applicant applied, he may select any approved consignees to whom he prefers to ship. However, no one consignee may receive more out of the total quantity approved than the amount specified for him on the list attached to the BLT application.

§ 375.3 Issuance of license.

(a) Form of issuance. A BLT License will be issued on Form FC-628, Export License, and will bear the identifying words "Blanket License" below the validation stamp. The list of approved ultimate consignees submitted in accordance with § 375.2(a) will be attached to and will become a part of the license.

(b) Validity period. Unless otherwise stated on the face of the license, a BLT License will be issued for a period ending on the last day of the sixth month following the month during which the license is validated.

§ 375.4 Export clearance.

(a) Presentation of license to customs. The BLT License shall be deposited with the Collector of Customs at the port of exit through which the largest number of shipments thereunder will move. The total amount shipped against such li

cense shall not exceed the quantity approved for export, and the total quantity shipped to a single consignee shall not exceed the quantity specified for the respective consignee.

(b) Shipment through another port. Under the provisions of § 379.2(e) of this chapter, a Collector holding an export license may, at the request of the licensee, authorize the exportation from a different port of commodities covered by the license.

(c) Shipment by mail. Shipments may be made by mail without the necessity of obtaining additional licenses to effect such shipments, in accordance with the procedure described in § 379.1(b) of this chapter.

(d) Tolerance. When shipments are cleared against a BLT License, the tolerance provisions specified in § 379.2 (h) of this chapter may be applied on the amount approved for each consignee in the same manner and to the same extent as if he were the only consignee named in an individual license.

(e) Shipper's export declaration. A person exporting any commodity pursuant to a BLT License shall enter the symbol "BLT" and the validated license number on each Shipper's Export Declaration filed with the Collector at the port of exit at the time of each exportation under each license. § 375.5

Effect of other provisions.

Insofar as consistent with the provisions of this part, all of the provisions of the Export Regulations shall apply equally to applications for licenses and licenses issued under this part.

§ 376.1 Periodic Requirements (PRL) License.

This part establishes a procedure for obtaining a Periodic Requirements (PRL) License which authorizes the exportation of the licensed commodity or commodities to one or more ultimate consignees in a single country of destination for a period of one year from issuance of the license. The PRL licensing procedure is applicable to all destinations except Country Groups W, X, Y, or Z. An application may cover as much as six-months estimated requirements of the named consignee for the commodities included in the application.

(a) Identification of Commodities Subject to PRL License. The commodities for which the issuance of a PRL License will be considered are identified by the symbol "E" in the last column of the Commodity Control List. However, a PRL license is not applicable to any exportation of commodities related to nuclear weapons, nuclear explosive devices, or nuclear testing, as described in § 373.7(b) of this chapter. For purposes of qualification for a PRL License (see § 376.4(a) (4)), these commodities are considered by PRL Commodity Groups. A PRL Commodity Group is defined as all commodities identified by the same Commodity Group symbol. This symbol consists of the letter "E" followed by a number; e.g. “E-1,” “E-2," "E-3," etc., as shown in the last column of the Commodity Control List.

(b) Commodity groups. The following are the PRL Commodity Groups:

Group E-1-Rubber Products.

Group E-8-Metals and Minerals, Mill Prod-
ucts and Manufactured Products.
Group E-9-General Industrial Equipment.
Group E-10-Power Generating Machinery.
Group E-11-Construction Equipment.
Group E-12-Petroleum Equipment.
Group E-13-Industrial Inorganic Chemicals.
Group E-14-Organic Chemicals.

[10th Gen. Rev. of Export Regs., 30 F.R. 1455, Feb. 6, 1965, as amended by Amdt. 4, 30 F.R. 11966, Sept. 18, 1965]

§ 376.3

Consideration of applications.

(a) Qualification for PRL License(1) Applicant-consignee relationship. The applicant shall have had the following business and export relationship with the consignee:

(i) He shall have had a business relationship with each ultimate consignee named on the application for a period of two years immediately preceding the date of filing the application. For example, if the application is filed on April 1, 1965, this relationship must have existed during the years April 1, 1964 through March 31, 1965, and April 1, 1963 through March 31, 1964.

(ii) During the two-year period he shall have exported a minimum of $2,000 in value of commodities included in each PRL Commodity Group covered by the application, to each consignee named thereon.

An

(2) Records and record keeping. applicant for a PRL License shall have in his possession, at the time the application is filed, documentary evidence of the existence of the relationship with each ultimate consignee, as described in subparagraph (1) (i) and (ii) of this paragraph. The documents and records shall be kept and made available for inspection in accordance with the provisions of § 381.11 of this chapter. (The Export Regulations contain further record keeping requirements. See § 381.11 of this chapter.)

(b) Quantity applied for. An application in a total value of less than $2,000 generally will not be considered under the PRL licensing procedure. Where shipments are expected to be less than $2,000 in value, the applicant should apply for one of the other types of export licenses.

(c) Waiver of order requirements. An applicant for a PRL License is not required to hold an export order from the foreign consignee or purchaser for the commodities subject to this procedure. The provisions of § 372.4(f) of this chapter relating to export orders are, therefore, waived with respect to an application for PRL License.

§ 376.4 Application requirements.

(a) How to prepare a PRL License application. An application for a PRL License shall be prepared and submitted on Form FC-419, Application for Export License (Revised on or after 1956), with Form FC-420, Application Processing