 | United States. Securities and Exchange Commission - Securities - 1956 - 900 pages
...comprehended within the purpose of this rule. Rule 10b-8. Distributions Through Rights. (a) Scope of Rule. It shall constitute a "manipulative or deceptive device...securities exchange, to do any act prohibited by this rule prior to the expiration of the rights ; provided, however, that a person shall not be subject... | |
 | United States. Securities and Exchange Commission - Securities - 1950 - 856 pages
...the protection of investors. Rule X-10B-3 provides : "It shall be unlawful for any broker or dealer, directly or indirectly, by the use of any means or...any facility of any national securities exchange, to use or employ, In connection with the purchase or sale of any security otherwise than on a national... | |
 | United States - Corporation law - 1938 - 48 pages
...REGULATION OF THE USE OF MANIPULATIVE AND DECEPTIVE DEVICES SEC. 10. It shall be unlawful for any person, directly or indirectly, by the use of any means or...or of the mails, or of any facility of any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection... | |
 | United States. Securities and Exchange Commission - Securities - 1953 - 1110 pages
...(b) of the Securities Exchange Act of 1934 provides in part: "It shall be unlawful for any person, directly or indirectly, by the use of any means or...or of the mails, or of any facility of any national securities exchange, • • » • • "(b) To use or employ, in connection with the purchase or sale... | |
 | United States. Securities and Exchange Commission - Securities - 1970 - 166 pages
...848821.) Rale 10b-5. Employment of Manipulative and Deceptive Devices It shall be unlawful for any person, directly or indirectly, by the use of any means or...or of the mails, or of any facility of any national securities exchange, (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue... | |
 | United States. Securities and Exchange Commission - Securities - 1955 - 1022 pages
...protection of investors. " Rule X-10B- 3 provides: 'It shall be unlawful for any broker or dealer, directly or indirectly, by the use of any means or...commerce, or of the mails, or of any facility of any nation fl securities exchange, to use or employ, in connection with the purchase or sale of any security... | |
 | United States - Law - 1953 - 1692 pages
...action, see rule 2. § 78j. Manipulative and deceptive devices. It shall be unlawful for any person, directly or indirectly, by the use of any means or...or of the mails, or of any facility of any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1945 - 138 pages
...You may do so. (The section referred to is as follows:) SEC. 10. It shall be unlawful for any person, directly or indirectly, by the use of any means or...or of the mails, or of any facility of any national securities exchange — ******* (b) To use or employ, in connection with the purchase or sale of any... | |
| |
... to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading... 
