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Report to the Congress by the Comptroller General of the United States,
"Problem Areas Affecting Usefulness of Results of Government-
Sponsored Research in Medicinal Chemistry," B-164031(2), Aug. 12,
1968-

List of all universities and other nonprofit organizations holding Institu-
tional Patent Agreements with the Department of Health, Education,
and Welfare, as of Dec. 7, 1977.

List of patent management organizations with which Institutional Patent
Agreements holders have agreements____

Page

103

147

151

Copy of an agreement between a patent management organization and
Institutional Patent Agreement holder. --

152

Report of the National Commission for the Protection of Human Subjects
of Biomedical and Behavioral Research, "Disclosure of Research Infor-
mation Under the Freedom of Information Act," 1977-
Report of the President's Biomedical Research Panel, "Disclosure of
Research Information," June 30, 1976.--.

160

213

Letter from Charles Herz, General Counsel, National Science Foundation,
to Gerald D. Sturges, June 27, 1978-

258

Chart, status of National Science Foundation supported inventions,
preliminary, 1974-78..

264

Letter from Rochelle E. Scissors, administrative assistant, Association of
American Universities, to Chairman Gaylord Nelson, June 2, 1978_____
Policy statement of the Aerospace Corp., dated Apr. 29, 1971..
Letter from Joshua Lederberg, Ph. D., professor and chairman of genetics,
School of Medicine, Stanford University, to Chairman Gaylord Nelson,
May 22, 1978__

350

371

381

Table, summary of inventions accepted for administration by Research
Corp., fiscal years 1967 through 1977..

455

Table, tabulation of Government agencies sponsoring inventions accepted
by Research Corp., fiscal years 1967 through 1977---
Table, inventions presently administered under terms of the Department
of Health, Education, and Welfare, Institutional Patent Agreements___
Table, institutions with agreements with Research Corp., and Institutional
Patent Agreements with the Department of Health, Education, and
Welfare, and the National Science Foundation...

456

457

458

459

468

Standard form I of the Research Corp. invention administration agree-
ments, Dec. 30, 1971.

Standard form II of the Research Corp. invention administration agree-
ments, Sept. 22, 1976__

Paper, "The Academic Inventor," by Dr. Willard Marcy, from Chemical
Engineering Progress, Vol. 67, No. 11, pages 24-27, Nov. 1971
Paper, "Patent Policies at Educational and Non-Profit Scientific Institu-
tions," by Dr. Willard Marcy, presented at the 175th National Meeting
of the American Chemical Society, Anaheim, Calif., Mar. 13, 1978.
Paper, "Factors in Developing Patent Awareness on the University Cam-
pus," by Dr. Willard Marcy, presented at the meeting of National
Research Development Organizations, Seattle, Wash., June 15, 1978___
Annual report of the Research Corp. for 1977.

Letter from John D. Upham, president, American Patent Law Association,
to Philip G. Read, General Services Administration, Oct. 21, 1978-
Reply brief for plaintiffs-appellants, Public Citizen, et al., plaintiffs-ap-
pellants, v. Arthur F. Sampson, Administrator, General Services Ad-
ministration, defendant-appellee, U.S. Court of Appeals for the District
of Columbia Circuit, No. 74-1849.

Secrecy order receipt to Prof. George I. Davida, filed Oct. 3, 1977-
Document, "Recombinant DNA Inventions Made With the Help of HEW
Grant Funds," June 20, 1978___

476

480

492

505

600

621

777

786

List of agencies submitting written comments on the DNA patent decision
document: Commerce Department, Environmental Protection Agency,
Department of Agriculture, National Science Foundation, and Depart-
ment of Justice_

948

Letter from Dr. Donald S. Fredrickson, Director of the National Insti-
tutes of Health, to Chairman Gaylord Nelson, Aug. 2, 1978..

971

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"Tax Aspects of University Patent Policy".

"Research Utilization and Government Patent Policy".

Department of Commerce notice of establishment of Advisory Committee
on Federal Policy on Industrial Innovation, Federal Register, July 21,
1978___

1070

General Accounting Office notice of regulatory reports review regarding
Federal Trade Commission request for clearance of new, single-time
voluntary idea promotion survey questionnaire, Federal Register, June
6, 1978.

1071

Nature, "Patent Rights: Once More Around the Block," June 8, 1978_

New York Times, "Commerce Officials Lift Secrecy Order," June 13,
1978_

1107

Business Week, "Set for Biology's New Revolution" Jan. 17, 1977--

Business Week, "A Commercial Debut for DNA Technology," Dec.
12, 1977___

1110

Washington Post, "Bacterium Is Used in Producing Insulin," June
12, 1978___

1112

Washington Post, "Living Things Patent Case Is Sent Back," June
27, 1978__

1113

Science, "Patent Policy Versus Innovation" (an editorial), June 30,

1978.

1116

Articles from newspapers and periodicals-Continued

Wall Street Journal, "Firm Fights Cancellation of Rights on CT
Scanner," July 28, 1977..

Page

1117

Wall Street Journal, "Technicare Unit Gets License From HEW for
Use of Inventions," July 29, 1977-
Washington Star, "Government Favors the Giants in Handing Out
R. & D. Funds," July 1, 1978_____
Washington Post, "Our Indolent Pursuit of Foreign Technology"
Apr. 11, 1978___

Stanford University News Service release, alleging that "* * * mo-
mentum is building for changes in U.S. patent licensing policy
which will entrench big business, help foreign competitors, and
make it far harder to bring innovations to the marketplace * * *,"
Mar. 30, 1978_

Business Week, "Vanishing Innovation," July 3, 1978, printed in
Congressional Record at the request of Senator Adlai Stevenson,
July 14, 1978_

1117

1117

1118

1120

1124

Access Reports, "No Justification Seen in Denying Access on Ground 'Patentable' Data May Arise," June 13, 1978

1128

The Chronicle of Higher Education, "Revisions in U.S. Patent Law:
Still Pending," May 15, 1978 – –

1132

"Profitable and Nonprofitable Drugs," article from Apr. 20, 1978, issue of New England Journal of Medicine.

Meeting notice, agenda, and newsletter report of National Institute of General Medical Sciences Conference on "Development of Therapeutic Agents Found With Government Support," May 31June 1, 1978__ National Science Foundation: Notice of intention to encourage cooperative research between industry and universities, March 29, 1978; notice and agenda of Midwest Small Business Conference, May 22-23, 1978. National Science Foundation: Title 45 of the Code of Federal Regulations, part 650-Patents__

General Services Administration notice of Government-wide institutional patent agreement-change of effective date, Federal Register, Feb. 2, 1978_

Letter to Gerald D. Sturges, professional staff member, Senate Small Business Committee, from Thomas E. Morgan, M.D., director, Division of Biomedical Research, Association of Medical Colleges, June 22, 1978. Survey to determine value of certain patented inventions funded through the Department of Health, Education, and Welfare_ Supreme Court amicus curiae brief on relationship of intellectual property and Freedom of Information Act..

Statements submitted for the record:

American Council on Education....

Institute of Electrical and Electronic Engineers..

Letter to Chairman Gaylord Nelson from Senator Birch Bayh including enclosures materials assembled by F. N. Andrews, vice president for research and dean of the graduate school, Purdue University.

1133

1137

1145

1150

1158

1164

1165

1172

1205

1216

1246

Letter to Stuart E. Eizenstat, assistant to the president for Domestic
Affairs and Policy, from Howard W. Bremer, president, Society of
University Patent Administrators, on letterhead of the Wisconsin
Alumni Research Foundation__.

1261

"Analytical Basis for the University Position on H.R. 8596," February 1978, Society of University Patent Administrators_ Correspondence submitted to Chairman Gaylord Nelson for the record from:

1268

David Mintzer, vice president for research and dean of science,
Northwestern University..

1306

John B. Richey, assistant director, Sponsored Projects Office, Stanford University, Stanford, Calif

1307

E. Gerald Meyer, vice president for research, the University of
Wyoming.

1308

Joseph V. Scaletti, University of New Mexico

1309

Joseph S. Warner, director, Grant and Contract Administration,
Yale University_

1310

Correspondence submitted to Chairman Gaylord Nelson for the record from-Continued

1311

Joseph J. Keeley, associate director, Division of Research Develop- Page
ment and Administration, University of Michigan..
John R. Pike, managing director, Wisconsin Alumni Research
Foundation..

G. Willard Fornell, patent administrator, University of Minnesota__
F. N. Andrews, vice president for research and dean of the graduate
school, Purdue University..

1312

1313

1314

Dennis W. Barnes, associate provost for research, University of
Virginia..

1315

J. Ralph Shay, assistant dean of research, Oregon State University___ Thomas F. Jones, vice president for research, Massachusetts Institute of Technology

1316

1322

Glen L. Taggart, president, Utah State University

1324

William S. Partridge, vice president for research, University of Utah... Department of Commerce, National Technical Information Service: article, "Government Research Spurs Private Profits," plus notices of selected technology for licensing..

Office of Management and Budget notice of request for public comment on proposed Federal policy regarding dissemination of scientific and technical information which results from Federal funds, Federal Register, July 25, 1978____

1325

1326

1337

Articles from the Bulletin of the National Research Development Corporation, United Kingdom:

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Federal tax return of private organization exempt from income tax, for various years..

1361

Treasury Department, Internal Revenue Service, questionnairefor religious, charitable, scientific, literary, and educational organizations claiming exemption under section 101(6) of the Revenue Act of 1936___

1440

Wisconsin Alumni Research Foundation:

Federal tax return for organization exempt from income tax, for fiscal year ending June 30, 1976.

1523

Second restated articles of incorporation of WARF as of May 2, 1975..

1544

Revised bylaws

1549

Memorandums to holders of HEW institutional patent agreements and members of the Society of University Patent Administrators from Norman J. Latker, Patent Counsel, DHEW.

1563

Presentation before Society of University Patent Administrators, third annual meeting, Feb. 6, 1978, by Norman J. Latker, Patent Counsel

1565

General Services Administration submission for the record:

Letters of comment on draft of Government-wide institutional patent agreement (IPA).

1574

Proposed revision of the draft IPA, prepared by the Ad Hoc Subcommittee on University Patent Policy-

1713

Minutes of meetings of interagency committees on revision of the draft of the Government-wide IPA..

1796

Report of the 1973 survey of university patent programs by Northwestern University__.

1934

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