Decisions and Reports, Volume 7U.S. Government Printing Office, 1941 - Securities |
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Common terms and phrases
acquisition amended application approval assets basis capital surplus cash claims Commission committee common stock Corporation cost counsel debentures debt debtor December 31 declarant depreciation directors dividends earned surplus effect Electric Company estimated exemption expenses fees filed FINDINGS AND OPINION Fort Frances funds Gas and Electric Gas Company H. S. Hoover hearing hereinafter holders Holding Company Act Houston Natural Gas income indenture insulite International Falls investment issuance issue and sale issuer Kenora Light Company mill noteholders notes Ogden Corporation operating outstanding paid pany par value payment percent plan of reorganization Power & Light Power Company preferred stock preferred stockholders principal amount proceeding Promulgated proposed protection of investors provisions Public Utility Holding purchase pursuant to Section record registered holding company registration statement respect Section 12 Stock Exchange subsidiary company tion transaction trustee unsecured creditors utility company Utility Holding Company York Curb Exchange
Popular passages
Page 54 - ... controlling influence over the management or policies of any publicutility or holding company as to make it necessary or appropriate in the public interest or for the protection of investors or consumers...
Page 984 - ... take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company In the holdingcompany system does not unduly or unnecessarily complicate the structure, or unfairly or inequitably distribute voting power among security holders, of such holdingcompany system.
Page 957 - Those who are brought into contest with the Government in a quasi-judicial proceeding aimed at the control of their activities are entitled to be fairly advised of what the Government proposes and to be heard upon its proposals before it issues its final command.
Page 273 - ... in contravention of such rules and regulations or orders as the Commission deems necessary or appropriate to protect the financial integrity of companies in...
Page 333 - States, or in a contiguous foreign country; and (C) The continued combination of such systems under the control of such holding company is not so large (considering the state of the art and the area or region affected) as to impair the advantages of localized management, efficient operation, or the effectiveness of regulation. The Commission may permit as reasonably incidental, or economically necessary or appropriate to the operations of one or more integrated public-utility systems...
Page 54 - ... as to make it necessary or appropriate in the public interest or for the protection of investors or consumers that the applicant be subject to the obligations, duties, and liabilities imposed in this title upon subsidiary companies of holding companies.
Page 333 - To require by order, after notice and opportunity for hearing, that each registered holding company, and each subsidiary company thereof, shall take such steps as the Commission shall find necessary to ensure that the corporate structure or continued existence of any company in the holding-company...
Page 791 - The judge may allow reasonable compensation for services rendered and reimbursement for proper costs and expenses incurred in connection with the administration of an estate in a proceeding under this chapter or in connection with a plan approved by the judge, whether or not accepted by creditors and stockholders or finally confirmed by the judge...
Page 562 - ... (1) any person who within ten years has been convicted of any felony or misdemeanor involving the purchase or sale of any security or arising out of such person's conduct as an underwriter, broker, dealer, or investment adviser...
Page 791 - The Commission may, by such rules and regulations or order as it may deem necessary or appropriate in the public interest or for the protection of investors or consumers, require that any or all fees, expenses, and remuneration, to whomsoever paid...