 ... (2) to carry or cause to be carried through the mails or in interstate commerce, by any means or instruments of transportation, any such security for the purpose of sale or for delivery after sale.  Trust Indenture Act: Hearings Before a Subcommittee of the Committee on ... - Page 5by United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1939 - 206 pagesFull view - About this book
 | United States. Securities and Exchange Commission - Securities - 1945 - 1290 pages
...carried throneh the malls or In Interstate commerce, by any menus or Instruments of trans[K>rtation, any such security for the purpose of sale or for delivery after sale. It Is undisputed that In the sale of these securities the respondent used the malli or other meana... | |
 | United States. Congress - 1932 - 742 pages
...requirements of section 10. (2) To carry or cause to be carried in interstate commerce or through the mails any such security for the purpose of sale or for delivery after sale, unless accompanied or preceded by a prospectus that meets the requirements of section 10. Special powers... | |
 | United States - Corporation law - 1968 - 374 pages
...THE MAII« "SEC. 5. (a) Unless a registration statement is in effect as to a security, it shall be unlawful for any person, directly or indirectly —...for the purpose of sale or for delivery after sale, t "(b) It shall be unlawful for any person, directly/or indirectly — "(1) to make use of any means... | |
 | United States. Congress. Senate. Committee on Finance - United States - 1939 - 1104 pages
...delivery after sale. "(2) to carry or to cause to be carried through the mails or in interstate commerce any such security for the purpose of sale or for delivery after sale, unless accompanied or preceded by a written statement that meets the requirements of subsection (c)... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 pages
...PROHIBITIONS RELATING TO INTERSTATE COMMERCE AND THE MAILS SEC. 4 (a) Subject to the provisions of section 3, unless a security has been or is to be issued under...expiration of six months after the enactment of this Act, no registration statement relating to a security which is subject to the provisions of subsection... | |
 | United States. Securities and Exchange Commission - Securities - 1952 - 920 pages
...instruments of transportation or communication in interstate commerce or of the malls to sell or offer to buy such security through the use or medium of any prospectus...for the purpose of sale or for delivery after sale. 'Henry Friedlander, 2 SEC 631 (1937) ; Guaranty Underwriters, Inc., 14 SEC 271 I»«). fully violated... | |
 | United States. Securities and Exchange Commission - Securities - 1953 - 1110 pages
...communication in interstate commerce or of the mails to sell or offer to buy such security through the us* or medium of any prospectus or otherwise: or "(2)...for the purpose of sale or for delivery after sale." Sections 3 and 4 provide for exemptions from Section 5 for certain types of securities and transactions.... | |
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