Trust Indenture Act: Hearings Before a Subcommittee of the Committee on Banking and Currency, United States Senate, Seventy-sixth Congress, First Session, on S. 477, a Bill to Provide for the Regulation of the Sale of Certain Securities in Interstate and Foreign Commerce and Through the Mails, and the Regulation of the Trust Indentures Under which the Same are Issued, and for Other Purposes. February 7, 8, and 9, 1939
United States. Congress. Senate. Committee on Banking and Currency, United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange
U.S. Government Printing Office, 1939 - Interstate commerce - 206 pages
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abuses action additional agree AMBERG amendment American amount application Association assume authority bank Bankers believe bill Board bondholders bonds borrower BURKE CANRIGHT certificates CHAIRMAN changes Commission committee concern connection contain corporate course deal deemed default desirable duties effect examination exercise fact Federal filed financing give given going hearings holds indenture security indenture trustee institutions interest investment investors issues judgment legislation liability loss matter mean necessary negligence obligations obligor officers opinion paragraph particular percent person practice present principal proposed protection provisions qualified question reason reference regard regulations representative respect responsibility result rules Securities Act Securities and Exchange security holders Senator BARKLEY Senator TAFT situation standard STARKWEATHER statement subsection thing tion trust company trust indentures underwriter York
Page 15 - System, notwithstanding that such rule or regulation may, after such act or omission, be amended or rescinded or be determined by judicial or other authority to be invalid for any reason.
Page 17 - Commission under authority thereof, or any person who willfully, in a registration statement filed under this title, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more than $10,000 or imprisoned not more than five years, or both.
Page 17 - If any provision of this Act, or the application of such provision to any person or circumstance, shall be held invalid, the remainder of this Act, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby.
Page 5 - ... (2) to carry or cause to be carried through the mails or in interstate commerce, by any means or instruments of transportation, any such security for the purpose of sale or for delivery after sale.
Page 15 - The Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation...
Page 5 - The Information contained In or filed with any registration statement shall be made available to the public under such regulations as the Commission may prescribe...
Page 3 - underwriter" means any person who has purchased from an issuer with a view to, or offers or sells for an issuer in connection with, the distribution of any security, or participates or has a direct or indirect participation in any such undertaking, or participates or has a participation in the direct or indirect underwriting of any such undertaking...
Page 4 - ... if it finds that the enforcement of this title with respect to such securities is not necessary in the public interest and for the protection of investors...