Understanding Securities Law |
From inside the book
Results 1-3 of 83
Page 150
... 2d 705 , 716 ( 2d Cir . 1980 ) . But see for the minority position Sharp v . Coopers & Lybrand , 649 F.2d 175 , 185 ( 3d Cir . 1981 ) . 133 Ernst & Ernst v . Hochfelder , 425 U.S. 185 , 209 ( 1976 ) . 134 136 Sharp v . Coopers & Lybrand ...
... 2d 705 , 716 ( 2d Cir . 1980 ) . But see for the minority position Sharp v . Coopers & Lybrand , 649 F.2d 175 , 185 ( 3d Cir . 1981 ) . 133 Ernst & Ernst v . Hochfelder , 425 U.S. 185 , 209 ( 1976 ) . 134 136 Sharp v . Coopers & Lybrand ...
Page 152
... 2d 175 ( 3d Cir . 1981 ) . See generally Ferrara & Sanger , Derivative Liability in Securities Law : Controlling Person Liability , Respondeat Superior , and Aiding and Abetting , 40 Wash . & Lee L. Rev. 1007 ( 1983 ) . 141 See , e.g. ...
... 2d 175 ( 3d Cir . 1981 ) . See generally Ferrara & Sanger , Derivative Liability in Securities Law : Controlling Person Liability , Respondeat Superior , and Aiding and Abetting , 40 Wash . & Lee L. Rev. 1007 ( 1983 ) . 141 See , e.g. ...
Page 233
... 2d 90 , 100 ( 2d Cir . 1978 ) . 65 See , e.g. , SEC v . Caterinicchia , 613 F.2d 102 ( 5th Cir . 1980 ) . 66 See , e.g. , SEC v . Manor Nursing Centers , Inc. , 458 F.2d 1082 ( 2d Cir . 1972 ) ( disgorgement ) ; SEC v . Fifth Ave. Coach ...
... 2d 90 , 100 ( 2d Cir . 1978 ) . 65 See , e.g. , SEC v . Caterinicchia , 613 F.2d 102 ( 5th Cir . 1980 ) . 66 See , e.g. , SEC v . Manor Nursing Centers , Inc. , 458 F.2d 1082 ( 2d Cir . 1972 ) ( disgorgement ) ; SEC v . Fifth Ave. Coach ...
Other editions - View all
Common terms and phrases
2d Cir 7th Cir accredited investors Act registration affiliates amended apply BarChris broker-dealers brokers business judgment rule Commission conduct Congress context controlling person Corp corporate damages dealer decision defense directors disclosure system discussed distribution due diligence effective enforcement exemption from registration federal securities laws filing fraud Hence infra injunction insider trading integrated disclosure interest investment investors issue issuer liability limited material merger Moreover non-affiliates offeror pari delicto permitted plaintiff post-effective period pre-filing private right prohibits promulgated provides proxy public offering purchase registered offering registration statement Regulation D reliance remedy resale restricted securities right of action S.Ct safe harbor Schedule 13D scienter SEC Rule SEC's Section 10(b Section 11 Securities Act Release Securities Exchange Act sell seller shareholders shares Shelf Registration solicitation standard statute statutory Steinberg subpoena Supp supra note Supreme Court takeover target tender offer tion Transfer Binder underwriter violation Williams Act