| United States. Securities and Exchange Commission - Securities - 1956 - 926 pages
...of any national securities exchange. "(1) to employ any device, scheme, or artifice to defraud, "(2) to make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or "(3) to engage In any act, practice, or course of business which operates or would operate as a fraud... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 900 pages
...of any national securities exchange, (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or SECT. HI ItS Rule lOb-6. ProhibitioBs Against Tradiag by Persons Interested i> a (a) It shall constitute... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 824 pages
...any national securities exchange — ( 1 ) to employ any device, scheme, or artifice to defraud ; (2) to make any untrue statement of a material fact or...circumstance! under which they were made, not misleading ; or (3) to engage tn any act, practice, or course of business wblch operates or would operate as a fraud... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 828 pages
...of any national securities exchange, "(1) to employ any device, scheme, or artifice to defraud, "(2) to make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business which operates or would operate as a fraud... | |
| Administrative law - 1985 - 688 pages
...person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national...circumstances under which they were made, not misleading, or Securities and Exchange Commission (c) To engage in any act, practice, or course of business which... | |
| Administrative law - 1986 - 978 pages
...by use of the mails or any means or instrumentality of interstate commerce, directly or indirectly: (a) To employ any device, scheme, or artifice to defraud,...circumstances under which they were made, not misleading, or tclTo engage in any act, practice, or course of business which operates or wouJd operate as a fraud... | |
| Administrative law - 2001 - 994 pages
...with an issuer tender offer: (1) To employ any device, scheme or artifice to defraud any person; (il) To make any untrue statement of a material fact or...circumstances under which they were made, not misleading; or (ill) To engage in any act, practice or course of business which operates or would operate as a fraud... | |
| Administrative law - 2002 - 1016 pages
...with an issuer tender offer: (i) To employ any device, scheme or artifice to defraud any person; (ii) To make any untrue statement of a material fact or...circumstances under which they were made, not misleading; or (iii) To engage in any act, practice or course of business which operates or would operate as a fraud... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 1386 pages
...»U national securities exchange — "<!) To employ any device, scheme, or artifice to defraud, "(2) To make any untrue statement of a material fact or...clrcometun under which they were made, not misleading, or "(3) To engage in any act, practice, or course of business which operates or wooM operate as a fraud... | |
| Great Britain. Central Office of Information. Reference Division - Industries - 1966 - 578 pages
...exchange, (1) to employ any device, scheme, or artifice to defraud. 41 (2) to make any untrue statements of a material fact or to omit to state a material...circumstances under which they were made, not misleading, or (3) to engage in any act, practice, or course of business which operates or would operate as a fraud... | |
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