| United States. Securities and Exchange Commission - Securities - 1956 - 926 pages
...of any national securities exchange. "(1) to employ any device, scheme, or artifice to defraud, "(2) to make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or "(3) to engage In any act, practice, or course of business which operates or would operate as a fraud... | |
| United States. Securities and Exchange Commission - Securities - 1956 - 900 pages
...of any national securities exchange, (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or SECT. HI ItS Rule lOb-6. ProhibitioBs Against Tradiag by Persons Interested i> a (a) It shall constitute... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 824 pages
...any national securities exchange — ( 1 ) to employ any device, scheme, or artifice to defraud ; (2) to make any untrue statement of a material fact or...circumstance! under which they were made, not misleading ; or (3) to engage tn any act, practice, or course of business wblch operates or would operate as a fraud... | |
| United States. Securities and Exchange Commission - Securities - 1953 - 828 pages
...of any national securities exchange, "(1) to employ any device, scheme, or artifice to defraud, "(2) to make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or "(8) to engage In any act, practice, or course of business which operates or would operate as a fraud... | |
| New Jersey - Law - 1955 - 886 pages
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| Administrative law - 1985 - 688 pages
...person, directly or indirectly, by the use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national...circumstances under which they were made, not misleading, or Securities and Exchange Commission (c) To engage in any act, practice, or course of business which... | |
| Administrative law - 1986 - 978 pages
...by use of the mails or any means or instrumentality of interstate commerce, directly or indirectly: (a) To employ any device, scheme, or artifice to defraud,...circumstances under which they were made, not misleading, or tclTo engage in any act, practice, or course of business which operates or wouJd operate as a fraud... | |
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