 | United States. Securities and Exchange Commission - Securities - 1970 - 166 pages
...or more of any class of equity securities, (2) any trust or other estate in which such person lias a substantial beneficial interest or as to which such...the same home as such person or who is a director or officer of the issuer or any of its parents or subsidiaries. Issuer. The term "issuer" means the issuer... | |
 | United States. Securities and Exchange Commission - Securities - 1956 - 900 pages
...substantial beneficial interest or as to which iuch person serves as trustee or in a similar fiduciiry capacity, and (3) any relative or spouse of such person,...the same home as such person or who is a director or officer of the registrant or any of its parents or subsidiaries. Certified. The term "certified," when... | |
 | United States. Congress. House. Interstate and foreign commerce - 1943 - 310 pages
...of which such person is an officer or partner or directly or indirectly the beneficial owner of 10% or more of any class of equity securities, (2) any...beneficial interest or as to which such person serves as trastee or in a similar fiduciary capacity, and (3) any relative or spouse of such person having the... | |
 | Administrative law - 1992 - 468 pages
...directly or indirectly, either alone or together with one or more members of his immediate family, the beneficial owner of 10 percent or more of any...the same home as such person or who is a director or officer of the parent of the bank. (g) The term beneficial ownership shall have the same definition... | |
 | Administrative law - 1981 - 360 pages
...indi119 ! u:11 o-si » rectly, either alone or together with one or more members of his immediate family, the beneficial owner of 10 percent or more of any...the same home as such person or who is a director or officer of the bank or any of its parents or subsidiaries. (e) The term "charter" includes articles... | |
 | Administrative law - 1984 - 1238 pages
...alone or together with one or more members of his immediate family, the beneficial owner of 10 per cent or more of any class of equity securities, (2) any...same home as such person, or who is a director or officer of the bank or any of its parents or subsidiaries. (e) The term "charter" includes articles... | |
 | Administrative law - 1994 - 850 pages
...subsidiary of the registrant < of which such person is an officer or partner or is. directly or Indirectly, the beneficial owner of 10 percent or more of any...person, or any relative of such spouse, who has the same tome as such person or who is a director or officer of the registrant or any of its parents or subsidiaries.... | |
 | Administrative law - 1970 - 540 pages
...directly or indirectly, either alone or together with one or more members of his immediate family, the beneficial owner of 10 percent or more of any...spouse of such person, or any relative of such spouse, 206.1 §206.2 who has the same home as such person or who is a director or officer of the bank or any... | |
 | Administrative law - 1967 - 740 pages
...beneficial owner of 10 percent or more of any class of equity securities, » 30 FR 4753, Apr. 14, 1966. (2) any trust or other estate in which such person...the same home as such person or who is a director or officer of the issuer or any of its parents or subsidiaries. (b) Issuer. The term "issuer" means the... | |
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associate" used to indicate a relationship with any person, means (1) any corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly,... 
