 | United States - Corporation law - 1938 - 48 pages
...of which is likewise limited. (11) The term "equity security" means any stock or similar security: or any security convertible, with or without consideration,...purchase such a security ; or any such warrant or right ; or any other security which the Commission shall deem to be of similar nature and consider necessary... | |
 | United States. Congress. House. Temporary National Economic Committee - 1940 - 1610 pages
...title of office) or director or both. > The term "equity security" means any stock or similar security: or any security convertible with or without consideration,...or purchase such a security; or any such warrant or rieht. INSTRUCTIONS FOR FILING FORM С 1. Filing where no equity secxirity is owned. — If an officer... | |
 | United States - Law - 1953 - 1692 pages
...of which is likewise limited. (11) The term "equity security" means any stock or similar security; r forms in which information required in any statement,...be set forth, the items or details to be shown in or any other security which the Commission shall deem to be of similar nature and consider necessary... | |
 | Administrative law - 1968 - 782 pages
...hereby defined to Include any stock or similar security, certificate of interest or participation in any profit sharing agreement, preorganization certificate...security; or any such warrant or right. (30 PR 6114, Apr. 80, 19651 MI5CILLMSIOU5 EXEMPTIONS § 240.3a12— 2 Exemption of certain securities, the Income on... | |
 | Administrative law - 1995 - 764 pages
...term equity security means any stock or similar security, certificate of interest or participation in any profit sharing agreement, preorganization certificate...purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling... | |
 | Administrative law - 1966 - 268 pages
...security, certificate of interest or participation in any profit sharing agreement, ^reorganization certificate or subscription, transferable share, voting...such a security; or any such warrant or right [30 FR 6114, Apr. 30, 1965] MANlPULATIVE AND DECEPTIVE DEVICES AND CONTRlVANCES § 240. lOb- 6 Prohibitions... | |
 | Administrative law - 1999 - 704 pages
...security, certificate of interest or participation in any profit sharing agreement, preorganizaron certificate or subscription, transferable share, voting...purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling... | |
 | Administrative law - 1998 - 784 pages
...security, certificate of Interest or participation In any profit sharing- agreement, preorganizad on es no extra or special benefit not s W 4 or any put, call, straddle, or other option or privilege of buying such a security from or selling... | |
 | Administrative law - 1996 - 888 pages
...security, certificate of interest or participation in any profit sharing: agreement, preorganlzation certificate or subscription, transferable share, voting...purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling... | |
 | Administrative law - 1999 - 944 pages
...preorganization certificate or subscription, transferable share, voting trust certificate or certifícate of deposit for an equity security, limited partnership...purchase such a security; or any such warrant or right; or any put, call, straddle, or other option or privilege of buying such a security from or selling... | |
| |
equity security" means any stock or similar security: or any security convertible, with or without consideration, into such, a security, or carrying any warrant or right to subscribe to or purchase such a security ; or any such warrant or right ; or any... 
