The Code of Federal Regulations of the United States of AmericaU.S. Government Printing Office, 1972 - Administrative law The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government. |
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Page 12
... reasonable showing by the appli- cant of the grounds , necessity , and rea- sonable scope thereof . ( b ) Application for subpena duces te- cum . Subpenas for the production of documentary evidence , unless issued by the referee upon ...
... reasonable showing by the appli- cant of the grounds , necessity , and rea- sonable scope thereof . ( b ) Application for subpena duces te- cum . Subpenas for the production of documentary evidence , unless issued by the referee upon ...
Page 12
... reasonable time after the ter- mination of the period allowed for the filing of proposed findings of fact , con- clusions , and orders , and briefs in sup- port thereof , shall prepare , upon the basis of the record , and shall file ...
... reasonable time after the ter- mination of the period allowed for the filing of proposed findings of fact , con- clusions , and orders , and briefs in sup- port thereof , shall prepare , upon the basis of the record , and shall file ...
Page 12
... reasonable notice of such determination , so as to permit prep- aration of adequate argument on all the issues to be argued . § 0.20 Preparation and order . issuance of ( a ) Preparation of order . As soon as practicable after the ...
... reasonable notice of such determination , so as to permit prep- aration of adequate argument on all the issues to be argued . § 0.20 Preparation and order . issuance of ( a ) Preparation of order . As soon as practicable after the ...
Page 12
... reasonable opportu- nity to be heard on matters relevant to the issues involved and so as to obtain a clear and orderly record . The presiding officer shall have authority to administer oaths or affirmations and to take all other ...
... reasonable opportu- nity to be heard on matters relevant to the issues involved and so as to obtain a clear and orderly record . The presiding officer shall have authority to administer oaths or affirmations and to take all other ...
Page 13
... reasonable period of time after the hearing , the presiding officer , assisted by such employees of the Com- modity Exchange Authority and of the Office of the Solicitor as the Act Admin- istrator and the Solicitor , respectively may ...
... reasonable period of time after the hearing , the presiding officer , assisted by such employees of the Com- modity Exchange Authority and of the Office of the Solicitor as the Act Admin- istrator and the Solicitor , respectively may ...
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Common terms and phrases
48 Stat account shall include affiliates amended amount application appropriate assets associate companies authorized balance sheet broker or dealer broker-dealer capital capital surplus caption cash certificate chapter Column Commis Commodity Exchange Commodity Exchange Act contract market copies curities deemed deposit directors dividends documents effective date employees equity securities expense filed pursuant financial statements fiscal funds furnished futures commission merchant income interest investment adviser issued issuer ment Microphoto national securities exchange option otherwise pany paragraph party period person prescribed prior proceeding prospectus proxy proxy statement purchase pursuant to Rule pursuant to section quired records reference regis registration statement relating request respect Schedule secu Securities Act Securities Exchange Act security holders service of process sion solicitation specified suant subparagraph Subpart subsidiary surplus term thereof thereto tion trading transactions underwriter unless
Popular passages
Page 135 - Board, its member, agent, or agency, shall be paid the same fees and mileage that are paid witnesses in the courts of the United States, and witnesses whose depositions are taken and the persons taking the same shall severally be entitled to the same fees as are paid for like services in the courts of the United States.
Page 20 - Witnesses summoned before the commission shall be paid the same fees and mileage that are paid witnesses in the courts of the United States...
Page 136 - ... upon application and notice, that such exceptional circumstances exist as to make it desirable, in the interest of justice and with due regard to the importance of presenting the testimony of witnesses orally in open court, to allow the deposition to be used.
Page 296 - equity security" means any stock or similar security: or any security convertible, with or without consideration, into such, a security, or carrying any warrant or right to subscribe to or purchase such a security ; or any such warrant or right ; or any other security which the...
Page 323 - associate" used to indicate a relationship with any person, means (1) any corporation or organization (other than the registrant or a majority-owned subsidiary of the registrant) of which such person is an officer or partner or is, directly or indirectly, the beneficial owner of 10 percent or more of any class of equity securities, (2) any trust or other estate in which such person has a substantial beneficial interest or as to which such person serves as trustee or in a similar fiduciary capacity,...
Page 94 - Executive order to be kept secret in the interest of the national defense or foreign policy; (2) related solely to the internal personnel rules and practices of an agency; (3) specifically exempted from disclosure by statute; (4) trade secrets and commercial or financial information obtained from a person and privileged or confidential; (5) inter-agency or intra-agency memorandums or letters which would not be available by law to a...
Page 306 - ... (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or...
Page 247 - amount", when used in regard to securities, means the principal amount if relating to evidences of indebtedness, the number of shares if relating to shares, and the number of units if relating to any other kind of security.
Page 352 - ... containing any statement which, at the time and in the light of the circumstances under which it is made, is false or misleading with respect to any material fact, or which omits to state any material fact necessary in order to make the statements therein not false or misleading or necessary to correct any statement in any earlier communication with respect to the solicitation of a proxy for the same meeting or subject matter which has become false or misleading.
Page 119 - For the purposes of sections 205 and 207 of this title, the term "official responsibility" means the direct administrative or operating authority, whether intermediate or final, and either exercisable alone or with others, and either personally or through subordinates, to approve, disapprove, or otherwise direct Government action.