Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 - Banking law |
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Page vii
... Shareholders -- January 1966 , " by Benson & Benson . Page 457 Report entitled " Survey of Early Redeemers of Mutual Fund Con- tractual Plans " -February 1967 ( with sample letters and ques- tionnaires ) . Roach , Cornelius : Letter ...
... Shareholders -- January 1966 , " by Benson & Benson . Page 457 Report entitled " Survey of Early Redeemers of Mutual Fund Con- tractual Plans " -February 1967 ( with sample letters and ques- tionnaires ) . Roach , Cornelius : Letter ...
Page 20
... Shareholder voting has not operated as an effective control upon management fees . Even if the shareholders had an effective method of making a choice , there is usually no real choice presented to them . One alternative open to the ...
... Shareholder voting has not operated as an effective control upon management fees . Even if the shareholders had an effective method of making a choice , there is usually no real choice presented to them . One alternative open to the ...
Page 21
... shareholders and a majority of the unaffiliated direc- tors , which was intended to act as a protection for the shareholders , has actually insulated the fees from judicial scrutiny and deprived the shareholders of the benefit of ...
... shareholders and a majority of the unaffiliated direc- tors , which was intended to act as a protection for the shareholders , has actually insulated the fees from judicial scrutiny and deprived the shareholders of the benefit of ...
Page 29
... shareholders bear the burden of the brokerage commissions that the funds pay when they invest their cash in port- folio securities . From the investor's viewpoint , these brokerage charges , though indirect , are nonetheless an ...
... shareholders bear the burden of the brokerage commissions that the funds pay when they invest their cash in port- folio securities . From the investor's viewpoint , these brokerage charges , though indirect , are nonetheless an ...
Page 43
... shareholders . I don't know to what extent the committee is familiar with it , but because of the great rewards that have been available to investment advisers , even including those who have not been very successful- in fact ...
... shareholders . I don't know to what extent the committee is familiar with it , but because of the great rewards that have been available to investment advisers , even including those who have not been very successful- in fact ...
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advisory fees amendment amount average banks broker-dealers brokerage capital gains Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate costs court dealers distribution dividends economic effect equity Exchange Commission fact fee rates fiduciary firms front-end load Fund Plan Sponsors fund sales fund's gross growth holders income investment adviser Investment Company Act Investment Company Institute legislation load funds management fees Massachusetts Investors Trust ment million mutual fund industry mutual fund investors Mutual Fund Plan mutual fund shares NASD net asset value paid payments percent performance period persons planholders portfolio president profits proposal purchase question reasonable reduced reinvestment sales charges sales load salesmen sample Section 22(d securities business selling Senator BENNETT Senator MCINTYRE Senator PROXMIRE Senator WILLIAMS statement Stock Exchange substantial survey tion transactions unaffiliated directors voluntary plan Wellington Fund York Stock Exchange