Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 - Banking law |
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Page 13
... reduced by $ 130,000 annually from those computed in accordance with the scale . 12 Fees are reduced by $ 36,000 annually from those computed in accordance with the scale . 13 The fee rates are charged on the combined net assets of all ...
... reduced by $ 130,000 annually from those computed in accordance with the scale . 12 Fees are reduced by $ 36,000 annually from those computed in accordance with the scale . 13 The fee rates are charged on the combined net assets of all ...
Page 30
... reduced , the ensuing decline in the profitability of securities firms and in the sales of mutual fund shares will adversely affect the securities industry , the markets , and perhaps the economy . Of course , we don't share this view ...
... reduced , the ensuing decline in the profitability of securities firms and in the sales of mutual fund shares will adversely affect the securities industry , the markets , and perhaps the economy . Of course , we don't share this view ...
Page 66
... reduced because he has given his clients bad advice ? Mr. COHEN . No , I certainly wouldn't put it that way , but if an ad- viser has been giving bad advice in the sense that the funds have been performing at the lowest level of any ...
... reduced because he has given his clients bad advice ? Mr. COHEN . No , I certainly wouldn't put it that way , but if an ad- viser has been giving bad advice in the sense that the funds have been performing at the lowest level of any ...
Page 91
... reduce the rate of growth of mutual funds . With . out agreeing that this necessarily would occur , I recognize that ... reduced to some extent , the ability of the exchanges to accomplish these adjustments with a minimum of disruption ...
... reduce the rate of growth of mutual funds . With . out agreeing that this necessarily would occur , I recognize that ... reduced to some extent , the ability of the exchanges to accomplish these adjustments with a minimum of disruption ...
Page 103
... reduced because of increased com- petition for a limited volume of business , or increased costs resulting from such ... reduce the efficiency of the selling operation ; a low sales load level has the opposite effect . Any reduction in ...
... reduced because of increased com- petition for a limited volume of business , or increased costs resulting from such ... reduce the efficiency of the selling operation ; a low sales load level has the opposite effect . Any reduction in ...
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Common terms and phrases
advisory fees amendment amount average banks broker-dealers brokerage capital gains Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate costs court dealers distribution dividends economic effect equity Exchange Commission fact fee rates fiduciary firms front-end load Fund Plan Sponsors fund sales fund's gross growth holders income investment adviser Investment Company Act Investment Company Institute legislation load funds management fees Massachusetts Investors Trust ment million mutual fund industry mutual fund investors Mutual Fund Plan mutual fund shares NASD net asset value paid payments percent performance period persons planholders portfolio president profits proposal purchase question reasonable reduced reinvestment sales charges sales load salesmen sample Section 22(d securities business selling Senator BENNETT Senator MCINTYRE Senator PROXMIRE Senator WILLIAMS statement Stock Exchange substantial survey tion transactions unaffiliated directors voluntary plan Wellington Fund York Stock Exchange