Hearings, Reports and Prints of the Senate Committee on Banking and CurrencyU.S. Government Printing Office, 1967 - Banking law |
From inside the book
Results 1-5 of 100
Page ix
... record ... Article in the Columbia Journal of Law and Social Problems entitled " Management Compensation , the SEC Mutual Funds Report " , additional data submitted for the record ............ Letter and opinion of Gaston , Snow ...
... record ... Article in the Columbia Journal of Law and Social Problems entitled " Management Compensation , the SEC Mutual Funds Report " , additional data submitted for the record ............ Letter and opinion of Gaston , Snow ...
Page xii
... record . Cohen , Manuel F. , Chairman : Presented statement .. Page 172 87 69 སམྦྷསྶ Complete submitted statement --- 121 I. Introduction___ . 124 A. Mutual fund growth and the adequacy of existing regulation .__ 124 B. Background of ...
... record . Cohen , Manuel F. , Chairman : Presented statement .. Page 172 87 69 སམྦྷསྶ Complete submitted statement --- 121 I. Introduction___ . 124 A. Mutual fund growth and the adequacy of existing regulation .__ 124 B. Background of ...
Page xiii
... record .... Memorandum in response to testimony . Mutual Fund Investment Results Compared to the Results Achieved from Investments in the Common Stocks Favored by Small Inves- tors , additional study submitted for the record . Mutual ...
... record .... Memorandum in response to testimony . Mutual Fund Investment Results Compared to the Results Achieved from Investments in the Common Stocks Favored by Small Inves- tors , additional study submitted for the record . Mutual ...
Page 2
... record ? Mr. COHEN . Yes . Mr. Philip A. Loomis , Jr. , our general counsel , will sit with me . Members of the Commission and of our staff are in the audience wherever we could find a chair . We really didn't anticipate a " stand- ing ...
... record ? Mr. COHEN . Yes . Mr. Philip A. Loomis , Jr. , our general counsel , will sit with me . Members of the Commission and of our staff are in the audience wherever we could find a chair . We really didn't anticipate a " stand- ing ...
Page 8
... record . ( See study entitled " Mutual Fund Investment Results Compared to the Results Achieved from Investments in ... records , acquiring and holding high quality common stocks can attain a rate of growth as good , if not better than ...
... record . ( See study entitled " Mutual Fund Investment Results Compared to the Results Achieved from Investments in ... records , acquiring and holding high quality common stocks can attain a rate of growth as good , if not better than ...
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advisory fees amendment amount average banks broker-dealers brokerage capital gains Chairman COHEN Commission's committee common stock compensation competition Congress contractual plan corporate costs court dealers distribution dividends economic effect equity Exchange Commission fact fee rates fiduciary firms front-end load Fund Plan Sponsors fund sales fund's gross growth holders income investment adviser Investment Company Act Investment Company Institute legislation load funds management fees Massachusetts Investors Trust ment million mutual fund industry mutual fund investors Mutual Fund Plan mutual fund shares NASD net asset value paid payments percent performance period persons planholders portfolio president profits proposal purchase question reasonable reduced reinvestment sales charges sales load salesmen sample Section 22(d securities business selling Senator BENNETT Senator MCINTYRE Senator PROXMIRE Senator WILLIAMS statement Stock Exchange substantial survey tion transactions unaffiliated directors voluntary plan Wellington Fund York Stock Exchange